| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 421,411 | 4,901,000 | 18.54% | ||
| 2 | Invesco Ltd. | 324,938 | 3,779,000 | 14.30% | ||
| 3 | UBS Group AG | 324,463 | 3,774,000 | 14.28% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 320,731 | 3,730,000 | 14.11% | ||
| 5 | ROYAL BANK OF CANADA | 261,544 | 3,042,000 | 11.51% | ||
| 6 | MORGAN STANLEY | 241,740 | 2,811,000 | 10.64% | ||
| 7 | WELLS FARGO & COMPANY/MN | 92,253 | 1,073,000 | 4.06% | ||
| 8 | ALETHEA CAPITAL MANAGEMENT, LLC | 83,097 | 966,000 | 3.65% | ||
| 9 | LPL Financial LLC | 60,252 | 713,000 | 2.70% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 39,122 | 455,000 | 1.72% | ||
| 11 | KEYBANK NATIONAL ASSOCIATION/OH | 26,925 | 313,000 | 1.18% | ||
| 12 | Tradewinds Capital Management, LLC | 24,500 | 285,000 | 1.08% | ||
| 13 | CITIGROUP INC | 18,356 | 213,000 | 0.81% | ||
| 14 | WEDBUSH SECURITIES INC | 12,988 | 151,000 | 0.57% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 8,114 | 94,000 | 0.36% | ||
| 16 | D.A. DAVIDSON & CO. | 6,000 | 69,000 | 0.26% | ||
| 17 | REILLY FINANCIAL ADVISORS, LLC | 5,285 | 61,000 | 0.23% | ||
| 18 | Tower Research Capital LLC (TRC) | 46 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
