| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 99 | 1,000 | 0.00% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 3,702 | 0.02% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 19,000 | 0.08% | ||
| 4 | CITIGROUP INC | 1,930 | 24,000 | 0.11% | ||
| 5 | Bank of New York Mellon Corp | 11,871 | 146,000 | 0.65% | ||
| 6 | USCA RIA LLC | 12,000 | 148,000 | 0.65% | ||
| 7 | STIFEL FINANCIAL CORP | 12,760 | 157,000 | 0.69% | ||
| 8 | NWAM LLC | 13,000 | 160,000 | 0.71% | ||
| 9 | MACKAY SHIELDS LLC | 14,632 | 180,000 | 0.80% | ||
| 10 | WELLS FARGO & COMPANY/MN | 21,628 | 267,000 | 1.18% | ||
| 11 | AQR ARBITRAGE LLC | 24,837 | 306,000 | 1.35% | ||
| 12 | Horizon Kinetics LLC | 26,794 | 331,000 | 1.46% | ||
| 13 | Edge Wealth Management LLC | 33,500 | 414,000 | 1.83% | ||
| 14 | MORGAN STANLEY | 37,878 | 467,000 | 2.07% | ||
| 15 | HighTower Advisors, LLC | 41,003 | 506,000 | 2.24% | ||
| 16 | ROYAL BANK OF CANADA | 46,337 | 572,000 | 2.53% | ||
| 17 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 585,000 | 2.59% | PRN | |
| 18 | Invesco Ltd. | 87,670 | 1,082,000 | 4.79% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 99,098 | 1,223,000 | 5.41% | ||
| 20 | 683 Capital Management, LLC | 193,026 | 2,382,000 | 10.54% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 221,051 | 2,726,000 | 12.06% | ||
| 22 | UBS Group AG | 237,837 | 2,935,000 | 12.98% | ||
| 23 | Karpus Management, Inc. | 645,854 | 7,970,000 | 35.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
