| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 11,706,000 | 14.17% | ||
| 2 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 6,015,000 | 7.28% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 937,780 | 5,824,000 | 7.05% | ||
| 4 | UBS Group AG | 870,875 | 5,408,000 | 6.55% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 852,019 | 5,291,000 | 6.41% | ||
| 6 | JPMORGAN CHASE & CO | 772,679 | 4,798,000 | 5.81% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 685,988 | 4,260,000 | 5.16% | ||
| 8 | Trust Asset Management LLC | 653,629 | 4,059,000 | 4.91% | ||
| 9 | MORGAN STANLEY | 585,525 | 3,636,000 | 4.40% | ||
| 10 | WELLS FARGO & COMPANY/MN | 545,276 | 3,386,000 | 4.10% | ||
| 11 | Yorktown Management & Research Co Inc | 500,000 | 3,105,000 | 3.76% | ||
| 12 | Invesco Ltd. | 423,912 | 2,632,000 | 3.19% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 395,300 | 2,455,000 | 2.97% | ||
| 14 | NEWGATE CAPITAL MANAGEMENT LLC | 344,598 | 2,128,000 | 2.58% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 305,249 | 1,896,000 | 2.30% | ||
| 16 | CREDIT SUISSE AG/ | 268,121 | 1,665,000 | 2.02% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 252,662 | 1,569,000 | 1.90% | ||
| 18 | COHEN & STEERS, INC. | 237,099 | 1,472,000 | 1.78% | ||
| 19 | Horizon Kinetics LLC | 218,089 | 1,354,000 | 1.64% | ||
| 20 | AMERIPRISE FINANCIAL INC | 190,894 | 1,185,000 | 1.43% | ||
| 21 | BLACKROCK ADVISORS LLC | 170,246 | 1,057,000 | 1.28% | ||
| 22 | AQR ARBITRAGE LLC | 143,079 | 889,000 | 1.08% | ||
| 23 | Shaker Financial Services, LLC | 116,161 | 721,000 | 0.87% | ||
| 24 | Capital Investment Advisors, LLC | 49,889 | 686,000 | 0.83% | ||
| 25 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 97,200 | 604,000 | 0.73% | ||
| 26 | MERIDIAN INVESTMENT COUNSEL INC. | 90,523 | 562,000 | 0.68% | ||
| 27 | HUNTINGTON NATIONAL BANK | 86,461 | 537,000 | 0.65% | PRN | |
| 28 | LPL Financial LLC | 81,341 | 506,000 | 0.61% | ||
| 29 | Advisors Asset Management, Inc. | 67,019 | 416,000 | 0.50% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 60,419 | 375,000 | 0.45% | ||
| 31 | Hilltop Holdings Inc. | 54,625 | 339,000 | 0.41% | ||
| 32 | CAXTON CORP | 49,460 | 307,000 | 0.37% | ||
| 33 | DOLIVER ADVISORS, LP | 49,077 | 305,000 | 0.37% | ||
| 34 | ROYAL BANK OF CANADA | 46,926 | 291,000 | 0.35% | ||
| 35 | WealthTrust Axiom LLC | 37,115 | 230,000 | 0.28% | ||
| 36 | Independence Trust CO | 26,849 | 167,000 | 0.20% | ||
| 37 | SeaBridge Investment Advisors LLC | 20,660 | 128,000 | 0.15% | ||
| 38 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 16,740 | 104,000 | 0.13% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 14,835 | 92,125 | 0.11% | ||
| 40 | M&T BANK CORP | 14,680 | 91,000 | 0.11% | ||
| 41 | Cetera Advisors LLC | 14,500 | 90,000 | 0.11% | ||
| 42 | Rock Point Advisors, LLC | 13,900 | 86,000 | 0.10% | ||
| 43 | Highlander Capital Management, LLC | 6,500 | 40,000 | 0.05% | ||
| 44 | DEUTSCHE BANK AG\ | 6,327 | 39,000 | 0.05% | ||
| 45 | PNC FINANCIAL SERVICES GROUP, INC. | 6,130 | 38,000 | 0.05% | ||
| 46 | CITIGROUP INC | 4,802 | 30,000 | 0.04% | ||
| 47 | SEI INVESTMENTS CO | 3,625 | 23,000 | 0.03% | ||
| 48 | US BANCORP \DE\ | 848 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
