| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 11,762,000 | 14.10% | ||
| 2 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 6,044,000 | 7.24% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 955,929 | 5,964,000 | 7.15% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 821,163 | 5,124,000 | 6.14% | ||
| 5 | Invesco Ltd. | 799,735 | 4,990,000 | 5.98% | ||
| 6 | MORGAN STANLEY | 777,245 | 4,850,000 | 5.81% | ||
| 7 | JPMORGAN CHASE & CO | 749,022 | 4,674,000 | 5.60% | ||
| 8 | Bain Capital Credit, LP | 729,428 | 4,552,000 | 5.46% | ||
| 9 | UBS Group AG | 689,632 | 4,303,000 | 5.16% | ||
| 10 | WELLS FARGO & COMPANY/MN | 595,188 | 3,714,000 | 4.45% | ||
| 11 | Trust Asset Management LLC | 559,104 | 3,489,000 | 4.18% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 488,157 | 3,046,000 | 3.65% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 418,604 | 2,598,000 | 3.11% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 377,744 | 2,357,000 | 2.82% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 320,229 | 1,998,000 | 2.39% | ||
| 16 | CREDIT SUISSE AG/ | 282,542 | 1,763,000 | 2.11% | ||
| 17 | Horizon Kinetics LLC | 278,025 | 1,735,000 | 2.08% | ||
| 18 | AMERIPRISE FINANCIAL INC | 172,755 | 1,078,000 | 1.29% | ||
| 19 | Relative Value Partners, LLC | 154,477 | 964,000 | 1.16% | ||
| 20 | HUNTINGTON NATIONAL BANK | 138,435 | 864,000 | 1.04% | PRN | |
| 21 | AQR CAPITAL MANAGEMENT LLC | 115,927 | 723,000 | 0.87% | ||
| 22 | Shaker Financial Services, LLC | 107,926 | 673,000 | 0.81% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 92,110 | 575,000 | 0.69% | ||
| 24 | MERIDIAN INVESTMENT COUNSEL INC. | 87,344 | 545,000 | 0.65% | ||
| 25 | Capital Investment Advisors, LLC | 69,619 | 434,000 | 0.52% | ||
| 26 | BNP PARIBAS FINANCIAL MARKETS | 66,993 | 418,036 | 0.50% | ||
| 27 | BLACKROCK ADVISORS LLC | 54,298 | 339,000 | 0.41% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 53,565 | 334,000 | 0.40% | ||
| 29 | CORNERSTONE ADVISORS INC | 52,652 | 329,000 | 0.39% | ||
| 30 | LPL Financial LLC | 46,545 | 290,000 | 0.35% | ||
| 31 | SG Americas Securities, LLC | 43,750 | 273,000 | 0.33% | ||
| 32 | WealthTrust Axiom LLC | 40,615 | 253,000 | 0.30% | ||
| 33 | Independence Trust CO | 37,313 | 233,000 | 0.28% | ||
| 34 | CITIGROUP INC | 35,730 | 224,000 | 0.27% | ||
| 35 | WOLVERINE ASSET MANAGEMENT LLC | 34,906 | 217,000 | 0.26% | ||
| 36 | RELIANCE TRUST CO | 33,000 | 206,000 | 0.25% | ||
| 37 | Virtu KCG Holdings LLC | 23,711 | 148,000 | 0.18% | ||
| 38 | SeaBridge Investment Advisors LLC | 22,460 | 140,000 | 0.17% | ||
| 39 | Rock Point Advisors, LLC | 16,900 | 105,000 | 0.13% | ||
| 40 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 16,740 | 104,000 | 0.12% | ||
| 41 | DEUTSCHE BANK AG\ | 16,129 | 100,000 | 0.12% | ||
| 42 | CAXTON CORP | 15,403 | 96,000 | 0.12% | ||
| 43 | TradeLink Global Equity LLC | 15,300 | 95,000 | 0.11% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 14,835 | 92,570 | 0.11% | ||
| 45 | M&T BANK CORP | 14,676 | 91,000 | 0.11% | ||
| 46 | ROYAL BANK OF CANADA | 13,683 | 85,000 | 0.10% | ||
| 47 | CITADEL ADVISORS LLC | 10,236 | 64,000 | 0.08% | ||
| 48 | DOLIVER ADVISORS, LP | 10,149 | 63,000 | 0.08% | ||
| 49 | NATIONAL PLANNING CORP | 10,000 | 62,200 | 0.07% | ||
| 50 | OPPENHEIMER & CO INC | 10,000 | 62,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
