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FS KKR CAPITAL CORP COM
FS KKR CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 126 Institutional holders with a total value of $599,906,748.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 11,580,407 117,425,000 19.57%
2 UBS Group AG 5,460,498 55,369,000 9.23%
3 Clearbridge Investments, LLC 4,535,450 45,989,000 7.67%
4 LPL Financial LLC 3,230,958 32,665,000 5.45%
5 VSR Financial Services, Inc. 2,550,533 25,862,000 4.31%
6 Neuberger Berman Group LLC 2,291,350 23,234,000 3.87%
7 Muzinich & Co., Inc. 2,204,765 22,356,000 3.73%
8 Cetera Advisors LLC 1,821,279 18,477,000 3.08%
9 AMERIPRISE FINANCIAL INC 1,411,415 14,343,000 2.39%
10 ALLIANCEBERNSTEIN L.P. 1,393,077 14,126,000 2.35%
11 BlackRock Group LTD 1,265,464 12,832,000 2.14%
12 Cetera Advisor Networks LLC 1,127,497 11,429,000 1.91%
13 M&T BANK CORP 1,126,262 11,422,000 1.90%
14 Arete Wealth Advisors, LLC 1,115,495 11,300,000 1.88%
15 Private Advisor Group, LLC 1,042,310 10,569,000 1.76%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,020,578 10,344,000 1.72%
17 1832 Asset Management L.P. 941,000 9,556,000 1.59%
18 Yorktown Management & Research Co Inc 937,500 9,507,000 1.58%
19 TORONTO DOMINION BANK 893,000 9,055,000 1.51%
20 Canal Capital Management, LLC 831,073 8,427,000 1.40%
21 Invesco Ltd. 712,053 7,220,000 1.20%
22 Advisors Asset Management, Inc. 660,761 6,700,000 1.12%
23 AMERICAN INTERNATIONAL GROUP, INC. 633,200 6,420,648 1.07%
24 First Allied Advisory Services, Inc. 605,973 6,144,000 1.02%
25 VAN ECK ASSOCIATES CORP 463,370 4,699,000 0.78%
26 Financial Management Professionals, Inc. 441,065 4,472,000 0.75%
27 SII INVESTMENTS INC/WI 426,941 4,324,000 0.72%
28 VOYA FINANCIAL ADVISORS, INC. 362,479 3,657,000 0.61%
29 Stratos Wealth Partners, LTD. 356,506 3,609,000 0.60%
30 INVESTMENT CENTERS OF AMERICA INC 344,983 3,496,000 0.58%
31 CONFLUENCE INVESTMENT MANAGEMENT LLC 342,646 3,474,000 0.58%
32 NATIONAL PLANNING CORP 308,393 3,223,000 0.54%
33 Rehmann Capital Advisory Group 294,553 2,987,000 0.50%
34 Investors Capital Advisory Services 292,089 2,961,000 0.49%
35 MORGAN STANLEY 278,370 2,821,000 0.47%
36 DIALECTIC CAPITAL MANAGEMENT, LP 270,000 2,737,000 0.46%
37 MILLENNIUM MANAGEMENT LLC 264,083 2,678,000 0.45%
38 ADVISORY RESEARCH INC 257,740 2,613,000 0.44%
39 Sumitomo Mitsui DS Asset Management Company, Ltd 256,330 2,599,000 0.43%
40 WASATCH ADVISORS LP 240,000 2,434,000 0.41%
41 MARINER INDEPENDENT ADVISOR NETWORK, LLC 238,176 2,415,100 0.40%
42 Numeric Investors LLC 234,002 2,373,000 0.40%
43 GUGGENHEIM CAPITAL LLC 228,487 2,316,000 0.39%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 214,141 2,171,000 0.36%
45 NATIXIS ADVISORS, LLC 206,621 2,095,000 0.35%
46 WELLS FARGO & COMPANY/MN 204,065 2,069,000 0.34%
47 Bank of New York Mellon Corp 193,420 1,961,000 0.33%
48 RAYMOND JAMES & ASSOCIATES 188,085 1,907,000 0.32%
49 DELPHI FINANCIAL GROUP, INC. 159,300 1,615,000 0.27%
50 CREDIT SUISSE AG/ 159,036 1,612,000 0.27%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.