| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 412,737 | 9,815,000 | 12.06% | ||
| 2 | MORGAN STANLEY | 375,688 | 8,934,000 | 10.98% | ||
| 3 | Advisors Asset Management, Inc. | 350,752 | 8,341,000 | 10.25% | ||
| 4 | ROYAL BANK OF CANADA | 324,426 | 7,714,000 | 9.48% | ||
| 5 | WELLS FARGO & COMPANY/MN | 312,825 | 7,439,000 | 9.14% | ||
| 6 | LPL Financial LLC | 222,195 | 5,284,000 | 6.49% | ||
| 7 | CORNERSTONE ADVISORS INC | 172,854 | 4,110,000 | 5.05% | ||
| 8 | Weiss Asset Management LP | 151,247 | 3,597,000 | 4.42% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 138,760 | 3,300,000 | 4.06% | ||
| 10 | BB&T SECURITIES, LLC | 12,264 | 2,916,000 | 3.58% | ||
| 11 | EnTrustPermal Management LLC | 108,970 | 2,592,000 | 3.19% | ||
| 12 | STIFEL FINANCIAL CORP | 95,272 | 2,266,000 | 2.79% | ||
| 13 | Karpus Management, Inc. | 92,383 | 2,197,000 | 2.70% | ||
| 14 | Invesco Ltd. | 85,611 | 2,036,000 | 2.50% | ||
| 15 | UBS Group AG | 67,951 | 1,616,000 | 1.99% | ||
| 16 | COHEN & STEERS, INC. | 44,750 | 1,064,000 | 1.31% | ||
| 17 | Sterneck Capital Management, LLC | 43,907 | 1,044,000 | 1.28% | ||
| 18 | HighTower Advisors, LLC | 36,041 | 857,000 | 1.05% | ||
| 19 | SG Americas Securities, LLC | 32,193 | 766,000 | 0.94% | ||
| 20 | Stratos Wealth Partners, LTD. | 27,162 | 645,956 | 0.79% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 23,163 | 551,000 | 0.68% | ||
| 22 | Atria Investments, Inc | 22,346 | 531,000 | 0.65% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,458 | 416,000 | 0.51% | ||
| 24 | DOLIVER ADVISORS, LP | 17,300 | 411,000 | 0.51% | ||
| 25 | LVW Advisors, LLC | 15,829 | 376,000 | 0.46% | ||
| 26 | USCA RIA LLC | 15,500 | 369,000 | 0.45% | ||
| 27 | SII INVESTMENTS INC/WI | 13,871 | 332,000 | 0.41% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 13,955 | 332,000 | 0.41% | ||
| 29 | Janney Montgomery Scott LLC | 10,562 | 251,166 | 0.31% | ||
| 30 | Coe Capital Management, LLC | 8,933 | 212,427 | 0.26% | ||
| 31 | OPPENHEIMER & CO INC | 8,408 | 200,000 | 0.25% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 7,221 | 171,715 | 0.21% | ||
| 33 | D.A. DAVIDSON & CO. | 6,600 | 156,000 | 0.19% | ||
| 34 | DEUTSCHE BANK AG\ | 4,867 | 115,000 | 0.14% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 4,621 | 110,000 | 0.14% | ||
| 36 | CITIGROUP INC | 2,500 | 59,000 | 0.07% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,166 | 52,000 | 0.06% | ||
| 38 | Exchange Capital Management, Inc. | 2,000 | 48,000 | 0.06% | ||
| 39 | OPTIMUM INVESTMENT ADVISORS | 2,000 | 48,000 | 0.06% | ||
| 40 | WOLVERINE ASSET MANAGEMENT LLC | 1,362 | 32,000 | 0.04% | ||
| 41 | ENVESTNET ASSET MANAGEMENT INC | 916 | 22,000 | 0.03% | ||
| 42 | Financial Architects, Inc | 510 | 12,000 | 0.01% | ||
| 43 | Formidable Asset Management, LLC | 500 | 12,000 | 0.01% | ||
| 44 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 500 | 11,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
