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FIRST TR ENERGY INFRASTRCTR
FIRST TR ENERGY INFRASTRCTR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 40 Institutional holders with a total value of $65,014,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 824,219 12,025,000 18.50%
2 MORGAN STANLEY 650,240 9,487,000 14.59%
3 GUGGENHEIM CAPITAL LLC 482,144 7,034,000 10.82%
4 ROYAL BANK OF CANADA 395,848 5,776,000 8.88%
5 WELLS FARGO & COMPANY/MN 338,228 4,934,000 7.59%
6 EnTrustPermal Management LLC 223,870 3,267,000 5.03%
7 Invesco Ltd. 207,078 3,021,000 4.65%
8 Thomas J. Herzfeld Advisors, Inc. 189,411 2,764,000 4.25%
9 DOLIVER ADVISORS, LP 146,027 2,131,000 3.28%
10 UBS Group AG 145,326 2,121,000 3.26%
11 LPL Financial LLC 132,496 1,919,000 2.95%
12 BANK OF AMERICA CORP /DE/ 131,209 1,914,000 2.94%
13 SG Americas Securities, LLC 61,793 902,000 1.39%
14 HL FINANCIAL SERVICES LLC 52,712 769,000 1.18%
15 Cambridge Investment Research Advisors, Inc. 52,296 763,000 1.17%
16 Sterneck Capital Management, LLC 42,451 619,000 0.95%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,212 572,000 0.88%
18 Weiss Asset Management LP 37,394 546,000 0.84%
19 TFS CAPITAL LLC 31,761 463,000 0.71%
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 30,572 446,000 0.69%
21 LLBH PRIVATE WEALTH MANAGEMENT, LLC 29,340 428,000 0.66%
22 Glassman Wealth Services 23,505 343,000 0.53%
23 CORNERSTONE ADVISORS INC 23,400 341,000 0.52%
24 Raymond James Financial Services Advisors, Inc. 23,372 341,000 0.52%
25 Partnervest Advisory Services LLC 23,051 336,000 0.52%
26 RAYMOND JAMES & ASSOCIATES 19,259 281,000 0.43%
27 OPPENHEIMER & CO INC 19,205 280,000 0.43%
28 AMERICAN INTERNATIONAL GROUP, INC. 15,471 226,000 0.35%
29 SII INVESTMENTS INC/WI 15,026 218,000 0.34%
30 BAIRD FINANCIAL GROUP, INC. 14,183 207,000 0.32%
31 Ionic Capital Management LLC 12,001 175,000 0.27%
32 CITIGROUP INC 6,083 89,000 0.14%
33 D.A. DAVIDSON & CO. 6,100 88,000 0.14%
34 IFP ADVISORS, INC 5,081 74,000 0.11%
35 ALLEGIS INVESTMENT ADVISORS, LLC 3,134 46,000 0.07%
36 ENVESTNET ASSET MANAGEMENT INC 2,366 35,000 0.05%
37 DEUTSCHE BANK AG\ 1,000 14,000 0.02%
38 Tower Research Capital LLC (TRC) 712 10,000 0.02%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 450 7,000 0.01%
40 MSI Financial Services Inc 123 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.