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FIRST TR ENERGY INFRASTRCTR
FIRST TR ENERGY INFRASTRCTR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $58,485,751.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 696,896 11,143,000 19.05%
2 MORGAN STANLEY 505,802 8,088,000 13.83%
3 GUGGENHEIM CAPITAL LLC 461,981 7,387,000 12.63%
4 ROYAL BANK OF CANADA 410,885 6,570,000 11.23%
5 WELLS FARGO & COMPANY/MN 329,543 5,269,000 9.01%
6 Invesco Ltd. 182,204 2,913,000 4.98%
7 EnTrustPermal Management LLC 155,070 2,480,000 4.24%
8 BANK OF AMERICA CORP /DE/ 130,064 2,080,000 3.56%
9 STIFEL FINANCIAL CORP 107,799 1,725,000 2.95%
10 Thomas J. Herzfeld Advisors, Inc. 92,455 1,478,000 2.53%
11 LPL Financial LLC 65,981 1,138,000 1.95%
12 CORNERSTONE ADVISORS INC 68,659 1,098,000 1.88%
13 UBS Group AG 63,562 1,017,000 1.74%
14 Cambridge Investment Research Advisors, Inc. 48,127 770,000 1.32%
15 Coe Capital Management, LLC 43,933 702,489 1.20%
16 HL FINANCIAL SERVICES LLC 41,499 664,000 1.14%
17 Sterneck Capital Management, LLC 38,951 623,000 1.07%
18 Simplicity Solutions, LLC 30,111 481,475 0.82%
19 RAYMOND JAMES & ASSOCIATES 29,386 470,000 0.80%
20 OPPENHEIMER & CO INC 26,790 429,000 0.73%
21 Raymond James Financial Services Advisors, Inc. 23,668 378,000 0.65%
22 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 22,264 355,000 0.61%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,538 280,000 0.48%
24 Partnervest Advisory Services LLC 16,599 265,000 0.45%
25 SII INVESTMENTS INC/WI 13,955 223,000 0.38%
26 D.A. DAVIDSON & CO. 6,600 105,000 0.18%
27 AMERICAN INTERNATIONAL GROUP, INC. 6,421 102,000 0.17%
28 DEUTSCHE BANK AG\ 6,051 96,000 0.16%
29 ENVESTNET ASSET MANAGEMENT INC 2,832 45,000 0.08%
30 Glassman Wealth Services 2,255 36,000 0.06%
31 WOLVERINE ASSET MANAGEMENT LLC 2,099 33,000 0.06%
32 Carnick & Kubik, LLC 1,300 20,787 0.04%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 636 10,000 0.02%
34 Formidable Asset Management, LLC 500 7,000 0.01%
35 CITIGROUP INC 235 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.