| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 861,062 | 13,278,000 | 19.16% | ||
| 2 | MORGAN STANLEY | 676,619 | 10,434,000 | 15.06% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 486,980 | 7,509,000 | 10.84% | ||
| 4 | ROYAL BANK OF CANADA | 427,747 | 6,596,000 | 9.52% | ||
| 5 | WELLS FARGO & COMPANY/MN | 362,932 | 5,597,000 | 8.08% | ||
| 6 | Invesco Ltd. | 231,115 | 3,564,000 | 5.14% | ||
| 7 | EnTrustPermal Management LLC | 223,870 | 3,453,000 | 4.98% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 197,686 | 3,048,000 | 4.40% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 172,279 | 2,656,000 | 3.83% | ||
| 10 | UBS Group AG | 161,541 | 2,491,000 | 3.60% | ||
| 11 | LPL Financial LLC | 140,189 | 2,057,000 | 2.97% | ||
| 12 | Cambridge Investment Research Advisors, Inc. | 53,622 | 827,000 | 1.19% | ||
| 13 | DOLIVER ADVISORS, LP | 50,601 | 780,000 | 1.13% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 46,278 | 707,000 | 1.02% | ||
| 15 | HL FINANCIAL SERVICES LLC | 43,859 | 676,000 | 0.98% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 43,190 | 666,000 | 0.96% | ||
| 17 | Sterneck Capital Management, LLC | 40,601 | 626,000 | 0.90% | ||
| 18 | OPPENHEIMER & CO INC | 31,950 | 492,000 | 0.71% | ||
| 19 | STIFEL FINANCIAL CORP | 30,150 | 464,000 | 0.67% | ||
| 20 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 29,340 | 452,000 | 0.65% | ||
| 21 | Glassman Wealth Services | 26,944 | 415,000 | 0.60% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 26,564 | 410,000 | 0.59% | ||
| 23 | Partnervest Advisory Services LLC | 23,051 | 355,000 | 0.51% | ||
| 24 | CARDAN CAPITAL PARTNERS, LLC | 19,772 | 305,000 | 0.44% | ||
| 25 | SII INVESTMENTS INC/WI | 19,348 | 297,000 | 0.43% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 17,471 | 269,000 | 0.39% | ||
| 27 | CITIGROUP INC | 16,108 | 248,000 | 0.36% | ||
| 28 | IFP ADVISORS, INC | 14,001 | 216,000 | 0.31% | ||
| 29 | Carnick & Kubik, LLC | 11,710 | 181,000 | 0.26% | ||
| 30 | D.A. DAVIDSON & CO. | 5,600 | 86,000 | 0.12% | ||
| 31 | US BANCORP \DE\ | 3,894 | 60,000 | 0.09% | ||
| 32 | ENVESTNET ASSET MANAGEMENT INC | 3,040 | 47,000 | 0.07% | ||
| 33 | DEUTSCHE BANK AG\ | 1,000 | 15,000 | 0.02% | ||
| 34 | Financial Architects, Inc | 717 | 11,000 | 0.02% | ||
| 35 | MSI Financial Services Inc | 123 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
