| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 646,091 | 13,309,000 | 17.73% | ||
| 2 | ROYAL BANK OF CANADA | 450,027 | 9,270,000 | 12.35% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 440,686 | 9,079,000 | 12.09% | ||
| 4 | MORGAN STANLEY | 407,021 | 8,385,000 | 11.17% | ||
| 5 | WELLS FARGO & COMPANY/MN | 363,641 | 7,491,000 | 9.98% | ||
| 6 | LPL Financial LLC | 222,677 | 4,429,000 | 5.90% | ||
| 7 | Invesco Ltd. | 149,835 | 3,087,000 | 4.11% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 137,851 | 2,840,000 | 3.78% | ||
| 9 | EnTrustPermal Management LLC | 120,470 | 2,482,000 | 3.31% | ||
| 10 | STIFEL FINANCIAL CORP | 107,828 | 2,221,000 | 2.96% | ||
| 11 | Karpus Management, Inc. | 75,967 | 1,565,000 | 2.08% | ||
| 12 | UBS Group AG | 66,745 | 1,375,000 | 1.83% | ||
| 13 | CORNERSTONE ADVISORS INC | 61,159 | 1,260,000 | 1.68% | ||
| 14 | DOLIVER ADVISORS, LP | 50,303 | 1,036,000 | 1.38% | ||
| 15 | Simplicity Solutions, LLC | 43,737 | 900,752 | 1.20% | ||
| 16 | Sterneck Capital Management, LLC | 41,051 | 846,000 | 1.13% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 34,101 | 702,000 | 0.94% | ||
| 18 | Cambridge Investment Research Advisors, Inc. | 33,506 | 690,000 | 0.92% | ||
| 19 | Coe Capital Management, LLC | 28,933 | 596,020 | 0.79% | ||
| 20 | Atria Investments, Inc | 26,299 | 542,000 | 0.72% | ||
| 21 | OPPENHEIMER & CO INC | 17,130 | 353,000 | 0.47% | ||
| 22 | USCA RIA LLC | 17,030 | 351,000 | 0.47% | ||
| 23 | Partnervest Advisory Services LLC | 16,599 | 342,000 | 0.46% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,860 | 306,000 | 0.41% | ||
| 25 | LVW Advisors, LLC | 14,767 | 304,000 | 0.40% | ||
| 26 | SII INVESTMENTS INC/WI | 14,436 | 294,000 | 0.39% | ||
| 27 | Janney Montgomery Scott LLC | 10,644 | 219,259 | 0.29% | ||
| 28 | Bison Wealth, LLC | 9,890 | 201,000 | 0.27% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 8,021 | 163,000 | 0.22% | ||
| 30 | D.A. DAVIDSON & CO. | 6,600 | 135,000 | 0.18% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 6,521 | 134,333 | 0.18% | ||
| 32 | DEUTSCHE BANK AG\ | 6,051 | 124,000 | 0.17% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,084 | 22,000 | 0.03% | ||
| 34 | Financial Architects, Inc | 700 | 14,000 | 0.02% | ||
| 35 | Formidable Asset Management, LLC | 500 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
