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FIRST TR ENERGY INFRASTRCTR
FIRST TR ENERGY INFRASTRCTR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 39 Institutional holders with a total value of $79,084,631.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANAGED ACCOUNT ADVISORS LLC 13 0 0.00%
2 BANK OF MONTREAL /CAN/ 425 10,000 0.01%
3 Formidable Asset Management, LLC 500 11,000 0.01%
4 Financial Architects, Inc 697 16,000 0.02%
5 Exchange Capital Management, Inc. 1,000 23,000 0.03%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 1,075 25,000 0.03%
7 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,400 54,000 0.07%
8 CITIGROUP INC 3,818 87,000 0.11%
9 Thomas J. Herzfeld Advisors, Inc. 5,021 114,000 0.14%
10 AMERICAN INTERNATIONAL GROUP, INC. 6,521 148,679 0.19%
11 D.A. DAVIDSON & CO. 6,600 150,000 0.19%
12 Stratos Wealth Partners, LTD. 9,693 220,000 0.28%
13 Janney Montgomery Scott LLC 10,603 242,000 0.31%
14 HighTower Advisors, LLC 12,503 285,000 0.36%
15 RAYMOND JAMES & ASSOCIATES 13,255 302,000 0.38%
16 Raymond James Financial Services Advisors, Inc. 13,277 303,000 0.38%
17 SII INVESTMENTS INC/WI 13,871 314,000 0.40%
18 DEUTSCHE BANK AG\ 14,102 320,000 0.40%
19 LVW Advisors, LLC 15,495 353,000 0.45%
20 USCA RIA LLC 18,015 411,000 0.52%
21 Coe Capital Management, LLC 19,033 433,952 0.55%
22 Atria Investments, Inc 23,699 540,000 0.68%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,043 594,000 0.75%
24 Cambridge Investment Research Advisors, Inc. 28,925 659,000 0.83%
25 Sterneck Capital Management, LLC 41,101 937,000 1.18%
26 UBS Group AG 62,203 1,418,000 1.79%
27 CORNERSTONE ADVISORS INC 77,559 1,767,000 2.23%
28 BB&T SECURITIES, LLC 9,806 2,235,000 2.83%
29 EnTrustPermal Management LLC 98,070 2,236,000 2.83%
30 STIFEL FINANCIAL CORP 100,884 2,300,000 2.91%
31 Invesco Ltd. 128,841 2,938,000 3.72%
32 Karpus Management, Inc. 129,284 2,948,000 3.73%
33 BANK OF AMERICA CORP /DE/ 143,123 3,263,000 4.13%
34 LPL Financial LLC 222,523 5,171,000 6.54%
35 WELLS FARGO & COMPANY/MN 325,529 7,422,000 9.38%
36 MORGAN STANLEY 376,589 8,587,000 10.86%
37 ROYAL BANK OF CANADA 403,866 9,208,000 11.64%
38 GUGGENHEIM CAPITAL LLC 490,192 11,167,000 14.12%
39 Advisors Asset Management, Inc. 521,157 11,872,000 15.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.