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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 43 Institutional holders with a total value of $81,150,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 US BANCORP \DE\ 250 3,000 0.00%
2 SEVENBRIDGE FINANCIAL GROUP, LLC 464 6,000 0.01%
3 Live Your Vision, LLC 415 6,000 0.01%
4 ENTERPRISE FINANCIAL SERVICES CORP 510 7,000 0.01%
5 Creative Planning 500 7,000 0.01%
6 GENEOS WEALTH MANAGEMENT INC. 615 8,000 0.01%
7 Chicago Partners Investment Group LLC 1,000 13,000 0.02%
8 IFP ADVISORS, INC 1,158 15,000 0.02%
9 MSI Financial Services Inc 1,476 20,000 0.02%
10 MUFG Americas Holdings Corp 1,539 21,000 0.03%
11 MOSAIC FAMILY WEALTH, LLC 1,972 26,000 0.03%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,300 84,000 0.10%
13 IFC Holdings Incorporated/FL 10,353 139,000 0.17%
14 AMERIPRISE FINANCIAL INC 12,238 163,000 0.20%
15 BB&T SECURITIES, LLC 13,782 184,000 0.23%
16 BAIRD FINANCIAL GROUP, INC. 16,711 223,000 0.27%
17 Regis Management CO LLC 18,500 247,000 0.30%
18 McGowan Group Asset Management, Inc. 22,244 297,000 0.37%
19 RAYMOND JAMES TRUST N.A. 23,362 312,000 0.38%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,739 357,000 0.44%
21 OPPENHEIMER & CO INC 28,697 383,000 0.47%
22 BANK OF AMERICA CORP /DE/ 30,585 409,000 0.50%
23 Concert Wealth Management Inc. 34,602 464,000 0.57%
24 SHEPHERD KAPLAN KROCHUK, LLC 34,770 465,000 0.57%
25 LPL Financial LLC 35,763 481,000 0.59%
26 ADVISOR GROUP, INC. 52,850 707,000 0.87%
27 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 56,763 759,000 0.94%
28 PNC FINANCIAL SERVICES GROUP, INC. 58,825 786,000 0.97%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 70,840 947,000 1.17%
30 Shaker Financial Services, LLC 86,197 1,152,000 1.42%
31 Commonwealth Equity Services, Inc 96,446 1,289,000 1.59%
32 UBS Group AG 128,786 1,721,000 2.12%
33 ROYAL BANK OF CANADA 128,860 1,721,000 2.12%
34 Arete Wealth Advisors, LLC 147,667 1,973,000 2.43%
35 Raymond James Financial Services Advisors, Inc. 153,668 2,053,000 2.53%
36 ICON ADVISERS INC/CO 163,584 2,185,000 2.69%
37 WELLS FARGO & COMPANY/MN 260,545 3,480,000 4.29%
38 North Star Investment Management Corp. 285,939 3,820,000 4.71%
39 RAYMOND JAMES & ASSOCIATES 477,650 6,381,000 7.86%
40 Invesco Ltd. 510,474 6,820,000 8.40%
41 Advisors Asset Management, Inc. 834,897 11,154,000 13.74%
42 MORGAN STANLEY 909,047 12,145,000 14.97%
43 Karpus Management, Inc. 1,326,131 17,717,000 21.83%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.