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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 19 Institutional holders with a total value of $42,146,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 452,537 19,172,000 45.49%
2 HAYS ADVISORY LLC 230,643 9,771,000 23.18%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,281 3,274,000 7.77%
4 RAYMOND JAMES & ASSOCIATES 56,629 2,399,000 5.69%
5 JPMORGAN CHASE & CO 39,562 1,676,000 3.98%
6 ROYAL BANK OF CANADA 23,158 981,000 2.33%
7 AMERIPRISE FINANCIAL INC 17,824 755,000 1.79%
8 First Horizon Advisors, Inc. 17,467 744,000 1.77%
9 LPL Financial LLC 15,465 655,000 1.55%
10 STIFEL FINANCIAL CORP 14,995 635,000 1.51%
11 JANE STREET GROUP, LLC 14,638 620,000 1.47%
12 Winslow, Evans & Crocker, Inc. 14,105 597,558 1.42%
13 Virtu KCG Holdings LLC 8,070 342,000 0.81%
14 STEPHENS INC /AR/ 6,749 286,000 0.68%
15 BANK OF AMERICA CORP /DE/ 3,509 149,000 0.35%
16 AMERICAN INTERNATIONAL GROUP, INC. 1,047 44,356 0.11%
17 UBS AG 538 23,000 0.05%
18 B. Riley Wealth Management, Inc. 463 20,000 0.05%
19 MSI Financial Services Inc 65 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.