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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $177,196,780.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,777,118 127,024,000 71.69%
2 WELLS FARGO & COMPANY/MN 480,503 16,159,000 9.12%
3 ATWOOD & PALMER INC 347,812 11,697,000 6.60%
4 MORGAN STANLEY 292,952 9,852,000 5.56%
5 UBS Group AG 52,695 1,772,000 1.00%
6 JANE STREET GROUP, LLC 47,340 1,592,000 0.90%
7 ROYAL BANK OF CANADA 37,865 1,274,000 0.72%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,827 1,238,000 0.70%
9 RAYMOND JAMES & ASSOCIATES 34,475 1,159,000 0.65%
10 Janney Montgomery Scott LLC 21,768 732,000 0.41%
11 Virtu KCG Holdings LLC 21,253 715,000 0.40%
12 BANK OF AMERICA CORP /DE/ 16,430 553,000 0.31%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 16,028 539,000 0.30%
14 BLUE CREEK INVESTMENT PARTNERS, LLC 13,173 443,000 0.25%
15 CITADEL ADVISORS LLC 12,707 427,000 0.24%
16 LPL Financial LLC 11,589 396,000 0.22%
17 JPMORGAN CHASE & CO 11,422 384,000 0.22%
18 OLD MISSION CAPITAL LLC 10,175 342,000 0.19%
19 Winslow, Evans & Crocker, Inc. 9,926 333,780 0.19%
20 BB&T SECURITIES, LLC 7,746 260,000 0.15%
21 AMERIPRISE FINANCIAL INC 5,936 200,000 0.11%
22 CITIGROUP INC 771 26,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 750 25,000 0.01%
24 MSI Financial Services Inc 506 17,000 0.01%
25 MUFG Americas Holdings Corp 405 14,000 0.01%
26 WFG Advisors, LP 264 9,000 0.01%
27 PNC FINANCIAL SERVICES GROUP, INC. 215 7,000 0.00%
28 Tower Research Capital LLC (TRC) 164 6,000 0.00%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 42 1,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.