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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 19 Institutional holders with a total value of $37,130,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 403,454 14,229,000 38.32%
2 FIRST TRUST ADVISORS LP 164,356 5,797,000 15.61%
3 ATWOOD & PALMER INC 141,705 4,998,000 13.46%
4 JPMORGAN CHASE & CO 61,068 2,154,000 5.80%
5 RAYMOND JAMES & ASSOCIATES 48,567 1,713,000 4.61%
6 ROYAL BANK OF CANADA 37,403 1,319,000 3.55%
7 UBS AG 32,530 1,147,000 3.09%
8 Virtu KCG Holdings LLC 30,271 1,068,000 2.88%
9 AMERIPRISE FINANCIAL INC 30,140 1,063,000 2.86%
10 BANK OF AMERICA CORP /DE/ 24,071 849,000 2.29%
11 STIFEL FINANCIAL CORP 16,587 585,000 1.58%
12 LPL Financial LLC 16,701 580,000 1.56%
13 Winslow, Evans & Crocker, Inc. 13,180 464,862 1.25%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,817 382,000 1.03%
15 JANE STREET GROUP, LLC 9,682 341,000 0.92%
16 Robert W. Baird & Co. Inc 9,429 333,000 0.90% SH
17 AMERICAN INTERNATIONAL GROUP, INC. 2,189 77,206 0.21%
18 DEUTSCHE BANK AG\ 483 17,000 0.05%
19 MSI Financial Services Inc 375 13,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.