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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 22 Institutional holders with a total value of $46,588,849.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 321,518 11,569,000 24.83%
2 FIRST TRUST ADVISORS LP 308,897 11,114,000 23.86%
3 ATWOOD & PALMER INC 267,485 9,625,000 20.66%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,397 2,929,000 6.29%
5 WELLS FARGO & COMPANY/MN 58,182 2,094,000 4.49%
6 Virtu KCG Holdings LLC 55,012 1,979,000 4.25%
7 ROYAL BANK OF CANADA 34,792 1,252,000 2.69%
8 RAYMOND JAMES & ASSOCIATES 30,875 1,111,000 2.38%
9 JPMORGAN CHASE & CO 26,734 962,000 2.06%
10 STIFEL FINANCIAL CORP 22,098 795,000 1.71%
11 AMERIPRISE FINANCIAL INC 18,496 665,000 1.43%
12 Janney Montgomery Scott LLC 16,857 606,515 1.30%
13 UBS Group AG 15,416 555,000 1.19%
14 Winslow, Evans & Crocker, Inc. 11,840 426,004 0.91%
15 JANE STREET GROUP, LLC 11,737 422,000 0.91%
16 OLD MISSION CAPITAL LLC 9,356 337,000 0.72%
17 BANK OF AMERICA CORP /DE/ 2,218 80,000 0.17%
18 AMERICAN INTERNATIONAL GROUP, INC. 1,410 50,732 0.11%
19 MSI Financial Services Inc 375 13,000 0.03%
20 Stratos Wealth Partners, LTD. 100 3,598 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%
22 DEUTSCHE BANK AG\ 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.