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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 22 Institutional holders with a total value of $69,851,922.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 797,957 30,618,000 43.83%
2 ATWOOD & PALMER INC 356,330 13,672,000 19.57%
3 MORGAN STANLEY 249,809 9,585,000 13.72%
4 WELLS FARGO & COMPANY/MN 131,371 5,040,000 7.22%
5 BLUE CREEK INVESTMENT PARTNERS, LLC 93,442 3,585,000 5.13%
6 JPMORGAN CHASE & CO 30,731 1,179,000 1.69%
7 UBS Group AG 28,741 1,103,000 1.58%
8 Janney Montgomery Scott LLC 19,526 749,000 1.07%
9 RAYMOND JAMES & ASSOCIATES 18,870 724,000 1.04%
10 Virtu KCG Holdings LLC 17,320 665,000 0.95%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,311 587,000 0.84%
12 CREDIT SUISSE AG/ 14,900 572,000 0.82%
13 ROYAL BANK OF CANADA 13,972 536,000 0.77%
14 Winslow, Evans & Crocker, Inc. 10,490 402,502 0.58%
15 OLD MISSION CAPITAL LLC 7,380 283,000 0.41%
16 LPL Financial LLC 6,005 233,000 0.33%
17 BANK OF AMERICA CORP /DE/ 5,757 221,000 0.32%
18 AMERICAN INTERNATIONAL GROUP, INC. 871 33,420 0.05%
19 MSI Financial Services Inc 740 28,000 0.04%
20 CITIGROUP INC 676 26,000 0.04%
21 WFG Advisors, LP 261 10,000 0.01%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.