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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 29 Institutional holders with a total value of $129,280,625.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,845,653 104,151,000 80.56%
2 MORGAN STANLEY 244,188 8,937,000 6.91%
3 WELLS FARGO & COMPANY/MN 173,839 6,362,000 4.92%
4 UBS Group AG 49,983 1,829,000 1.41%
5 ROYAL BANK OF CANADA 31,517 1,153,000 0.89%
6 Virtu KCG Holdings LLC 21,636 792,000 0.61%
7 CITADEL ADVISORS LLC 20,856 763,000 0.59%
8 Janney Montgomery Scott LLC 19,764 723,000 0.56%
9 JANE STREET GROUP, LLC 19,164 701,000 0.54%
10 OLD MISSION CAPITAL LLC 16,671 610,000 0.47%
11 LPL Financial LLC 15,306 544,000 0.42%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 14,860 544,000 0.42%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,465 493,000 0.38%
14 RAYMOND JAMES & ASSOCIATES 10,644 390,000 0.30%
15 BANK OF AMERICA CORP /DE/ 9,719 356,000 0.28%
16 BLUE CREEK INVESTMENT PARTNERS, LLC 6,721 246,000 0.19%
17 BB&T SECURITIES, LLC 6,054 221,000 0.17%
18 Raymond James Financial Services Advisors, Inc. 5,754 211,000 0.16%
19 Winslow, Evans & Crocker, Inc. 1,875 68,625 0.05%
20 ATWOOD & PALMER INC 1,324 48,000 0.04%
21 MSI Financial Services Inc 1,020 37,000 0.03%
22 CITIGROUP INC 1,015 37,000 0.03%
23 AMERICAN INTERNATIONAL GROUP, INC. 750 27,000 0.02%
24 WFG Advisors, LP 264 10,000 0.01%
25 JPMORGAN CHASE & CO 239 9,000 0.01%
26 PNC FINANCIAL SERVICES GROUP, INC. 215 8,000 0.01%
27 Tower Research Capital LLC (TRC) 134 5,000 0.00%
28 IFP ADVISORS, INC 140 5,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.