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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 28 Institutional holders with a total value of $257,219,572.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 4,710,437 178,478,000 69.39%
2 MORGAN STANLEY 488,712 18,517,000 7.20%
3 WELLS FARGO & COMPANY/MN 392,533 14,873,000 5.78%
4 ATWOOD & PALMER INC 360,430 13,657,000 5.31%
5 JANE STREET GROUP, LLC 180,621 6,844,000 2.66%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 133,280 5,050,000 1.96%
7 UBS Group AG 108,659 4,117,000 1.60%
8 BLUE CREEK INVESTMENT PARTNERS, LLC 98,367 3,760,000 1.46%
9 RAYMOND JAMES & ASSOCIATES 70,934 2,688,000 1.05%
10 LifePlan Financial Group, Inc 50,781 1,924,000 0.75%
11 JPMORGAN CHASE & CO 33,607 1,273,000 0.49%
12 BANK OF AMERICA CORP /DE/ 32,941 1,248,000 0.49%
13 Virtu KCG Holdings LLC 25,427 963,000 0.37%
14 Janney Montgomery Scott LLC 21,508 814,938 0.32%
15 ROYAL BANK OF CANADA 21,105 800,000 0.31%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 16,116 611,000 0.24%
17 LPL Financial LLC 11,375 426,000 0.17%
18 Winslow, Evans & Crocker, Inc. 10,326 391,216 0.15%
19 BB&T SECURITIES, LLC 8,117 307,000 0.12%
20 OLD MISSION CAPITAL LLC 7,917 300,000 0.12%
21 Transamerica Financial Advisors, LLC 2,001 76,000 0.03%
22 CITIGROUP INC 771 29,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 750 28,418 0.01%
24 MSI Financial Services Inc 506 19,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 316 12,000 0.00%
26 WFG Advisors, LP 264 10,000 0.00%
27 B. Riley Wealth Management, Inc. 100 3,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.