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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $186,571,134.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,710,799 134,368,000 72.02%
2 MORGAN STANLEY 305,815 11,074,000 5.94%
3 WELLS FARGO & COMPANY/MN 305,637 11,067,000 5.93%
4 STIFEL FINANCIAL CORP 4,139 7,603,000 4.08%
5 ATWOOD & PALMER INC 195,724 7,087,000 3.80%
6 SG Americas Securities, LLC 76,937 2,786,000 1.49%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,742 1,765,000 0.95%
8 ROYAL BANK OF CANADA 42,705 1,546,000 0.83%
9 OLD MISSION CAPITAL LLC 40,530 1,468,000 0.79%
10 RAYMOND JAMES & ASSOCIATES 30,664 1,110,000 0.59%
11 CITADEL ADVISORS LLC 30,310 1,098,000 0.59%
12 UBS Group AG 22,338 809,000 0.43%
13 Janney Montgomery Scott LLC 20,174 731,000 0.39%
14 Virtu KCG Holdings LLC 19,169 694,000 0.37%
15 BANK OF AMERICA CORP /DE/ 17,406 630,000 0.34%
16 LPL Financial LLC 16,796 591,000 0.32%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 15,375 557,000 0.30%
18 BLUE CREEK INVESTMENT PARTNERS, LLC 11,390 412,000 0.22%
19 Winslow, Evans & Crocker, Inc. 9,200 333,134 0.18%
20 JPMORGAN CHASE & CO 7,140 259,000 0.14%
21 BB&T SECURITIES, LLC 6,800 246,000 0.13%
22 AMERIPRISE FINANCIAL INC 5,882 213,000 0.11%
23 CITIGROUP INC 1,021 37,000 0.02%
24 MSI Financial Services Inc 792 29,000 0.02%
25 AMERICAN INTERNATIONAL GROUP, INC. 750 27,000 0.01%
26 WFG Advisors, LP 264 10,000 0.01%
27 Tower Research Capital LLC (TRC) 214 8,000 0.00%
28 PNC FINANCIAL SERVICES GROUP, INC. 215 8,000 0.00%
29 IFP ADVISORS, INC 140 5,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.