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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $90,536,172.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CRIBSTONE CAPITAL MANAGEMENT, LLC 21 1,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 100 4,000 0.00%
4 IFP ADVISORS, INC 140 5,000 0.01%
5 CITIGROUP INC 277 10,000 0.01%
6 WFG Advisors, LP 268 10,000 0.01%
7 ADVISOR GROUP, INC. 310 11,000 0.01%
8 JPMORGAN CHASE & CO 396 14,000 0.02%
9 ATWOOD & PALMER INC 375 14,000 0.02%
10 Winslow, Evans & Crocker, Inc. 830 30,172 0.03%
11 MSI Financial Services Inc 970 36,000 0.04%
12 LPL Financial LLC 7,096 259,000 0.29%
13 RAYMOND JAMES & ASSOCIATES 8,035 292,000 0.32%
14 Virtu KCG Holdings LLC 9,652 351,000 0.39%
15 ROYAL BANK OF CANADA 10,550 383,000 0.42%
16 UBS Group AG 10,570 384,000 0.42%
17 SG Americas Securities, LLC 11,730 426,000 0.47%
18 FLOW TRADERS U.S. LLC 12,120 441,000 0.49%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 12,734 463,000 0.51%
20 AMERIPRISE FINANCIAL INC 13,575 493,000 0.54%
21 BANCO ITAU HOLDING FINANCEIRA S A 16,576 603,000 0.67%
22 Janney Montgomery Scott LLC 18,122 659,000 0.73%
23 BANK OF AMERICA CORP /DE/ 26,436 961,000 1.06%
24 CITADEL ADVISORS LLC 36,197 1,316,000 1.45%
25 MORGAN STANLEY 152,792 5,554,000 6.13%
26 WELLS FARGO & COMPANY/MN 156,675 5,696,000 6.29%
27 FIRST TRUST ADVISORS LP 1,984,048 72,120,000 79.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.