Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 125 Institutional holders with a total value of $1,712,583,606.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 7,301,701 474,026,000 27.68%
2 MORGAN STANLEY 4,119,305 267,426,000 15.62%
3 WELLS FARGO & COMPANY/MN 3,221,825 209,161,000 12.21%
4 BANK OF AMERICA CORP /DE/ 2,282,331 148,169,000 8.65%
5 UBS Group AG 1,598,895 103,800,000 6.06%
6 MANAGED ACCOUNT ADVISORS LLC 1,484,373 96,365,000 5.63%
7 BB&T SECURITIES, LLC 49,931 32,415,000 1.89%
8 AVIANCE CAPITAL MANAGEMENT, LLC 490,179 31,823,000 1.86%
9 RAYMOND JAMES & ASSOCIATES 440,303 28,585,000 1.67%
10 LPL Financial LLC 303,521 19,559,000 1.14%
11 CITIGROUP INC 297,207 19,295,000 1.13%
12 ROYAL BANK OF CANADA 281,966 18,305,000 1.07%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 267,181 17,762,000 1.04%
14 BBVA USA Bancshares, Inc. 267,165 17,344,000 1.01%
15 GOLDMAN SACHS GROUP INC 262,190 17,021,000 0.99%
16 MSI Financial Services Inc 201,192 13,061,000 0.76%
17 NewSquare Capital LLC 166,081 10,782,000 0.63%
18 Hoxton Financial, Inc. 165,556 10,748,000 0.63%
19 Janney Montgomery Scott LLC 162,348 10,540,000 0.62%
20 AMERIPRISE FINANCIAL INC 156,173 10,155,000 0.59%
21 STIFEL FINANCIAL CORP 135,061 8,768,000 0.51%
22 CREDIT SUISSE AG/ 132,485 8,601,000 0.50%
23 Transamerica Financial Advisors, LLC 107,229 6,962,000 0.41%
24 Robert W. Baird & Co. Inc 101,166 6,568,000 0.38%
25 JPMORGAN CHASE & CO 98,992 6,427,000 0.38%
26 MURPHY CAPITAL MANAGEMENT INC 91,180 5,919,000 0.35%
27 BANQUE PICTET & CIE SA 89,279 5,796,000 0.34%
28 IMA Advisory Services, Inc. 88,400 5,739,000 0.34%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 78,242 5,079,000 0.30%
30 HL FINANCIAL SERVICES LLC 71,312 4,630,000 0.27%
31 HighTower Advisors, LLC 67,399 4,376,000 0.26%
32 STEPHENS INC /AR/ 64,640 4,196,000 0.25%
33 Raymond James Financial Services Advisors, Inc. 55,784 3,621,000 0.21%
34 New England Investment & Retirement Group, Inc. 54,956 3,568,000 0.21%
35 NewEdge Advisors, LLC 54,862 3,562,000 0.21%
36 SUNTRUST BANKS INC 53,668 3,483,000 0.20%
37 Commonwealth Equity Services, Inc 53,361 3,464,000 0.20%
38 WESPAC Advisors, LLC 49,194 3,194,000 0.19%
39 Cambridge Investment Research Advisors, Inc. 46,060 2,990,000 0.17%
40 STERNE AGEE GROUP, INC. 43,713 2,855,000 0.17%
41 AMERICAN INTERNATIONAL GROUP, INC. 42,596 2,765,332 0.16%
42 NTV ASSET MANAGEMENT LLC 41,025 2,663,000 0.16%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,600 2,571,000 0.15% Call
44 TOTH FINANCIAL ADVISORY CORP 37,200 2,415,000 0.14%
45 BLAIR WILLIAM & CO/IL 35,542 2,307,000 0.13%
46 Beaumont Financial Partners, LLC 34,530 2,242,000 0.13%
47 OPPENHEIMER & CO INC 30,461 1,977,000 0.12%
48 FLPUTNAM INVESTMENT MANAGEMENT CO 28,697 1,863,000 0.11%
49 PNC FINANCIAL SERVICES GROUP, INC. 28,302 1,838,000 0.11%
50 SG Americas Securities, LLC 25,767 1,673,000 0.10%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.