Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 138 Institutional holders with a total value of $1,998,445,899.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 10,171,646 683,535,000 34.20%
2 MORGAN STANLEY 4,276,456 287,378,000 14.38%
3 WELLS FARGO & COMPANY/MN 3,052,705 205,141,000 10.27%
4 BANK OF AMERICA CORP /DE/ 2,413,200 162,167,000 8.11%
5 MANAGED ACCOUNT ADVISORS LLC 1,811,782 121,752,000 6.09%
6 UBS Group AG 1,492,728 100,311,000 5.02%
7 RAYMOND JAMES & ASSOCIATES 589,910 39,642,000 1.98%
8 AVIANCE CAPITAL MANAGEMENT, LLC 402,700 27,062,000 1.35%
9 LPL Financial LLC 314,495 21,115,000 1.06%
10 GOLDMAN SACHS GROUP INC 296,675 19,937,000 1.00%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 260,946 17,536,000 0.88%
12 ROYAL BANK OF CANADA 257,537 17,306,000 0.87%
13 Transamerica Financial Advisors, LLC 242,929 16,325,000 0.82%
14 MSI Financial Services Inc 222,079 14,924,000 0.75%
15 CITIGROUP INC 214,051 14,384,000 0.72%
16 NewSquare Capital LLC 197,576 13,277,000 0.66%
17 Advisors Preferred, LLC 190,877 12,827,000 0.64%
18 Janney Montgomery Scott LLC 180,511 12,130,339 0.61%
19 AMERIPRISE FINANCIAL INC 172,156 11,569,000 0.58%
20 Hoxton Financial, Inc. 168,328 11,312,000 0.57%
21 STIFEL FINANCIAL CORP 131,532 8,839,000 0.44%
22 JPMORGAN CHASE & CO 126,870 8,526,000 0.43%
23 Raymond James Financial Services Advisors, Inc. 121,759 8,182,000 0.41%
24 STEPHENS INC /AR/ 112,924 7,588,000 0.38%
25 CREDIT SUISSE AG/ 112,231 7,542,000 0.38%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 102,761 6,906,000 0.35%
27 BAIRD FINANCIAL GROUP, INC. 101,126 6,796,000 0.34%
28 JANE STREET GROUP, LLC 94,286 6,336,000 0.32%
29 BANQUE PICTET & CIE SA 90,292 6,068,000 0.30%
30 MURPHY CAPITAL MANAGEMENT INC 89,795 6,034,000 0.30%
31 Clark Capital Management Group, Inc. 88,646 5,957,000 0.30%
32 IMA Advisory Services, Inc. 86,930 5,842,000 0.29%
33 LifePlan Financial Group, Inc 73,332 4,928,000 0.25%
34 HL FINANCIAL SERVICES LLC 69,548 4,674,000 0.23%
35 New England Investment & Retirement Group, Inc. 60,297 4,160,000 0.21%
36 HighTower Advisors, LLC 61,074 4,104,000 0.21%
37 NewEdge Advisors, LLC 58,449 3,928,000 0.20%
38 SUNTRUST BANKS INC 57,141 3,839,000 0.19%
39 Commonwealth Equity Services, Inc 55,368 3,721,000 0.19%
40 WESPAC Advisors, LLC 53,764 3,613,000 0.18%
41 BB&T SECURITIES, LLC 49,375 3,318,000 0.17%
42 AMERICAN INTERNATIONAL GROUP, INC. 45,238 3,039,993 0.15%
43 NTV ASSET MANAGEMENT LLC 41,185 2,767,000 0.14%
44 AVALON CAPITAL MANAGEMENT 40,615 2,729,000 0.14%
45 TOTH FINANCIAL ADVISORY CORP 38,300 2,574,000 0.13%
46 Beaumont Financial Partners, LLC 37,510 2,520,000 0.13%
47 BLAIR WILLIAM & CO/IL 34,892 2,344,000 0.12%
48 ENVESTNET ASSET MANAGEMENT INC 33,068 2,222,000 0.11%
49 OPPENHEIMER & CO INC 30,784 2,069,000 0.10%
50 B. Riley Wealth Advisors, Inc. 29,990 2,017,000 0.10%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.