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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 102 Institutional holders with a total value of $1,363,510,157.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,768,065 253,994,000 18.63%
2 F-Squared Investment Management, LLC 4,050,915 215,792,000 15.83%
3 WELLS FARGO & COMPANY/MN 3,215,280 171,278,000 12.56%
4 BANK OF AMERICA CORP /DE/ 2,490,885 132,689,000 9.73%
5 BB&T SECURITIES, LLC 166,218 88,544,000 6.49%
6 FIRST TRUST ADVISORS LP 1,257,813 67,004,000 4.91%
7 UBS AG 1,166,880 62,160,000 4.56%
8 LPL Financial LLC 586,845 31,261,000 2.29%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 559,661 29,799,000 2.19%
10 RAYMOND JAMES & ASSOCIATES 539,202 28,723,000 2.11%
11 BBVA USA Bancshares, Inc. 463,459 24,688,000 1.81%
12 Beaumont Financial Partners, LLC 428,561 22,829,000 1.67%
13 ROYAL BANK OF CANADA 416,867 22,206,000 1.63%
14 STIFEL FINANCIAL CORP 293,530 15,636,000 1.15%
15 Commonwealth Equity Services, Inc 220,002 11,720,000 0.86%
16 Hoxton Financial, Inc. 198,266 10,562,000 0.77%
17 First Horizon Advisors, Inc. 191,076 10,202,000 0.75%
18 Placemark Investments, Inc. 191,365 10,194,000 0.75%
19 Astor Investment Management LLC 157,437 8,387,000 0.62%
20 ABERDEEN ASSET MANAGEMENT PLC/UK 136,282 7,260,000 0.53%
21 AMERIPRISE FINANCIAL INC 134,973 7,195,000 0.53%
22 CITIGROUP INC 131,676 7,014,000 0.51%
23 ENVESTNET ASSET MANAGEMENT INC 128,137 6,826,000 0.50%
24 JPMORGAN CHASE & CO 120,416 6,415,000 0.47%
25 Robert W. Baird & Co. Inc 114,436 6,096,000 0.45%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 103,177 5,496,000 0.40%
27 OLD NATIONAL BANCORP /IN/ 90,659 4,829,000 0.35%
28 Janney Montgomery Scott LLC 89,897 4,788,813 0.35%
29 STEPHENS INC /AR/ 85,547 4,557,000 0.33%
30 CREDIT SUISSE AG/ 83,127 4,428,000 0.32%
31 IFC Holdings Incorporated/FL 82,051 4,378,000 0.32%
32 HL FINANCIAL SERVICES LLC 81,573 4,345,000 0.32%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 70,775 3,770,000 0.28%
34 NewSquare Capital LLC 67,628 3,603,000 0.26%
35 SII INVESTMENTS INC/WI 66,344 3,544,000 0.26%
36 HighTower Advisors, LLC 63,045 3,358,000 0.25%
37 Financial Management Professionals, Inc. 55,536 2,958,000 0.22%
38 SignalPoint Asset Management, LLC 55,342 2,948,000 0.22%
39 D.A. DAVIDSON & CO. 52,282 2,785,000 0.20%
40 Raymond James Financial Services Advisors, Inc. 51,425 2,739,000 0.20%
41 MSI Financial Services Inc 51,077 2,721,000 0.20%
42 STERNE AGEE GROUP, INC. 45,548 2,426,000 0.18%
43 B. Riley Wealth Management, Inc. 44,811 2,387,000 0.18%
44 AMERICAN INTERNATIONAL GROUP, INC. 41,406 2,205,697 0.16%
45 VSR Financial Services, Inc. 40,714 2,169,000 0.16%
46 DEUTSCHE BANK AG\ 37,751 2,010,000 0.15%
47 THRIVENT FINANCIAL FOR LUTHERANS 34,312 1,828,000 0.13%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,747 1,811,000 0.13%
49 Cambridge Investment Research Advisors, Inc. 30,632 1,632,000 0.12%
50 BECK CAPITAL MANAGEMENT, LLC 26,740 1,424,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.