| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 15,399,511 | 930,900,000 | 36.99% | ||
| 2 | MORGAN STANLEY | 6,388,700 | 386,197,000 | 15.35% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,272,553 | 258,275,000 | 10.26% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,924,605 | 116,342,000 | 4.62% | ||
| 5 | LPL Financial LLC | 1,796,221 | 107,378,000 | 4.27% | ||
| 6 | UBS Group AG | 1,531,716 | 92,592,000 | 3.68% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 987,953 | 59,722,000 | 2.37% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 632,142 | 38,213,000 | 1.52% | ||
| 9 | ROYAL BANK OF CANADA | 525,064 | 31,740,000 | 1.26% | ||
| 10 | AMERIPRISE FINANCIAL INC | 473,843 | 28,643,000 | 1.14% | ||
| 11 | GOLDMAN SACHS GROUP INC | 472,097 | 28,538,000 | 1.13% | ||
| 12 | Astor Investment Management LLC | 460,167 | 27,817,000 | 1.11% | ||
| 13 | STIFEL FINANCIAL CORP | 324,665 | 25,432,000 | 1.01% | ||
| 14 | Transamerica Financial Advisors, LLC | 398,409 | 24,084,000 | 0.96% | ||
| 15 | CAVALIER INVESTMENTS, LLC | 325,803 | 19,695,000 | 0.78% | ||
| 16 | MSI Financial Services Inc | 324,132 | 19,594,000 | 0.78% | ||
| 17 | Commonwealth Equity Services, Inc | 315,295 | 19,060,000 | 0.76% | ||
| 18 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 303,130 | 18,324,000 | 0.73% | ||
| 19 | ENVESTNET ASSET MANAGEMENT INC | 285,381 | 17,251,000 | 0.69% | ||
| 20 | STRID GROUP, LLC | 258,957 | 15,654,000 | 0.62% | ||
| 21 | NewSquare Capital LLC | 250,159 | 15,122,000 | 0.60% | ||
| 22 | Janney Montgomery Scott LLC | 238,303 | 14,405,000 | 0.57% | ||
| 23 | AVIANCE CAPITAL MANAGEMENT, LLC | 197,369 | 11,931,000 | 0.47% | ||
| 24 | Beaumont Financial Partners, LLC | 191,024 | 11,547,000 | 0.46% | ||
| 25 | Hoxton Financial, Inc. | 181,758 | 10,987,000 | 0.44% | ||
| 26 | BAIRD FINANCIAL GROUP, INC. | 157,791 | 9,538,000 | 0.38% | ||
| 27 | BARCLAYS PLC | 133,000 | 7,980,000 | 0.32% | Call | |
| 28 | SignalPoint Asset Management, LLC | 115,964 | 7,010,000 | 0.28% | ||
| 29 | BB&T SECURITIES, LLC | 108,750 | 6,573,000 | 0.26% | ||
| 30 | PURA VIDA INVESTMENTS, LLC | 100,000 | 6,045,000 | 0.24% | Put | |
| 31 | JPMORGAN CHASE & CO | 93,780 | 5,668,000 | 0.23% | ||
| 32 | CITIGROUP INC | 89,165 | 5,389,000 | 0.21% | ||
| 33 | BKS ADVISORS, LLC | 88,784 | 5,367,000 | 0.21% | ||
| 34 | BENJAMIN F. EDWARDS & COMPANY, INC. | 84,661 | 5,118,000 | 0.20% | ||
| 35 | SUNTRUST BANKS INC | 83,338 | 5,025,000 | 0.20% | ||
| 36 | Cambridge Investment Research Advisors, Inc. | 82,009 | 4,957,000 | 0.20% | ||
| 37 | CREDIT SUISSE AG/ | 76,583 | 4,629,000 | 0.18% | ||
| 38 | HL FINANCIAL SERVICES LLC | 74,671 | 4,514,000 | 0.18% | ||
| 39 | LifePlan Financial Group, Inc | 72,899 | 4,407,000 | 0.18% | ||
| 40 | IFC Holdings Incorporated/FL | 69,621 | 4,204,000 | 0.17% | ||
| 41 | TRUE PRIVATE WEALTH ADVISORS | 68,605 | 4,147,000 | 0.16% | ||
| 42 | OPPENHEIMER & CO INC | 68,484 | 4,140,000 | 0.16% | ||
| 43 | Simplicity Solutions, LLC | 68,033 | 4,112,588 | 0.16% | ||
| 44 | NewEdge Advisors, LLC | 66,380 | 4,009,000 | 0.16% | ||
| 45 | VSR Financial Services, Inc. | 57,168 | 3,456,000 | 0.14% | ||
| 46 | HighTower Advisors, LLC | 53,108 | 3,200,000 | 0.13% | ||
| 47 | First Allied Advisory Services, Inc. | 50,975 | 3,078,000 | 0.12% | ||
| 48 | OLD NATIONAL BANCORP /IN/ | 49,390 | 2,986,000 | 0.12% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 49,035 | 2,964,000 | 0.12% | ||
| 50 | Hudock, Inc. | 47,150 | 2,850,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
