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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 145 Institutional holders with a total value of $2,812,333,047.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 11,588,726 797,884,000 28.37%
2 MORGAN STANLEY 6,699,604 461,267,000 16.40%
3 WELLS FARGO & COMPANY/MN 4,444,081 305,975,000 10.88%
4 BANK OF AMERICA CORP /DE/ 3,121,645 214,925,000 7.64%
5 F-Squared Investment Management, LLC 2,687,703 185,048,000 6.58%
6 UBS Group AG 1,799,864 123,921,000 4.41%
7 LPL Financial LLC 1,005,786 69,118,000 2.46%
8 RAYMOND JAMES & ASSOCIATES 826,376 56,896,000 2.02%
9 ROYAL BANK OF CANADA 607,436 41,822,000 1.49%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 424,138 29,202,000 1.04%
11 Astor Investment Management LLC 402,202 27,692,000 0.98%
12 STIFEL FINANCIAL CORP 391,514 26,955,000 0.96%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 390,380 26,878,000 0.96%
14 Commonwealth Equity Services, Inc 360,531 24,823,000 0.88%
15 AMERIPRISE FINANCIAL INC 356,959 24,530,000 0.87%
16 Shamrock Asset Management LLC 353,921 24,367,000 0.87%
17 ENVESTNET ASSET MANAGEMENT INC 309,546 21,312,000 0.76%
18 MSI Financial Services Inc 258,826 17,820,000 0.63%
19 GOLDMAN SACHS GROUP INC 250,003 17,213,000 0.61%
20 Transamerica Financial Advisors, LLC 243,523 16,767,000 0.60%
21 Janney Montgomery Scott LLC 234,288 16,130,729 0.57%
22 NewSquare Capital LLC 196,124 13,503,000 0.48%
23 Beaumont Financial Partners, LLC 188,996 12,666,000 0.45%
24 Hoxton Financial, Inc. 180,278 12,412,000 0.44%
25 Raymond James Financial Services Advisors, Inc. 146,972 10,119,000 0.36%
26 AVIANCE CAPITAL MANAGEMENT, LLC 146,202 10,066,000 0.36%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 136,933 9,428,000 0.34%
28 BAIRD FINANCIAL GROUP, INC. 131,091 9,026,000 0.32%
29 STEPHENS INC /AR/ 128,237 8,829,000 0.31%
30 JPMORGAN CHASE & CO 124,856 8,596,000 0.31%
31 BB&T SECURITIES, LLC 118,373 8,149,000 0.29%
32 First Horizon Advisors, Inc. 108,910 7,498,000 0.27%
33 SII INVESTMENTS INC/WI 103,668 7,148,000 0.25%
34 BLUE CREEK INVESTMENT PARTNERS, LLC 100,800 7,024,000 0.25%
35 CREDIT SUISSE AG/ 99,051 6,820,000 0.24%
36 SignalPoint Asset Management, LLC 99,807 6,689,000 0.24%
37 BKS ADVISORS, LLC 91,533 6,302,000 0.22%
38 HL FINANCIAL SERVICES LLC 87,878 6,050,000 0.22%
39 IFC Holdings Incorporated/FL 83,023 5,770,000 0.21%
40 OPPENHEIMER & CO INC 82,910 5,708,000 0.20%
41 VSR Financial Services, Inc. 77,833 5,359,000 0.19%
42 CITIGROUP INC 76,855 5,291,000 0.19%
43 LifePlan Financial Group, Inc 72,152 4,968,000 0.18%
44 HighTower Advisors, LLC 66,248 4,561,000 0.16%
45 OLD NATIONAL BANCORP /IN/ 63,204 4,352,000 0.15%
46 SUNTRUST BANKS INC 60,242 4,147,000 0.15%
47 NewEdge Advisors, LLC 59,775 4,116,000 0.15%
48 Sigma Planning Corp 58,830 4,050,000 0.14%
49 WESPAC Advisors, LLC 57,028 3,926,000 0.14%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,414 3,877,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.