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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 64 Institutional holders with a total value of $218,015,932.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MARK SHEPTOFF FINANCIAL PLANNING, LLC 59 2,000 0.00%
3 Winslow, Evans & Crocker, Inc. 100 2,932 0.00%
4 FIRST INTERSTATE BANK 125 4,000 0.00%
5 DUBUQUE BANK & TRUST CO 157 5,000 0.00%
6 Mariner, LLC 350 10,000 0.00%
7 Concert Wealth Management Inc. 600 18,000 0.01%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 602 18,000 0.01%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 642 19,000 0.01%
10 North Star Investment Management Corp. 774 23,000 0.01%
11 GLENMEDE TRUST CO NA 1,200 35,000 0.02%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 1,316 39,000 0.02%
13 Argentus Capital Management, LLC 1,470 43,000 0.02%
14 D.A. DAVIDSON & CO. 1,555 45,000 0.02%
15 HOWE & RUSLING INC 1,545 45,000 0.02%
16 ENTERPRISE FINANCIAL SERVICES CORP 1,700 50,000 0.02%
17 ENVESTNET ASSET MANAGEMENT INC 1,728 51,000 0.02%
18 FLOW TRADERS U.S. LLC 2,352 69,000 0.03%
19 Hefren-Tillotson, Inc. 2,847 83,000 0.04%
20 GENEOS WEALTH MANAGEMENT INC. 5,648 165,000 0.08%
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 6,420 189,000 0.09%
22 Creative Planning 6,489 190,000 0.09%
23 BB&T SECURITIES, LLC 7,152 209,000 0.10%
24 WFG Advisors, LP 7,886 231,000 0.11%
25 CITIGROUP INC 8,494 249,000 0.11%
26 SII INVESTMENTS INC/WI 8,830 258,000 0.12%
27 WEDBUSH SECURITIES INC 9,123 267,000 0.12%
28 PNC FINANCIAL SERVICES GROUP, INC. 9,200 270,000 0.12%
29 Cetera Advisor Networks LLC 9,435 277,000 0.13%
30 Stratos Wealth Partners, LTD. 9,983 293,000 0.13%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,379 333,000 0.15%
32 HL FINANCIAL SERVICES LLC 11,417 335,000 0.15%
33 NEXT Financial Group, Inc 12,395 363,000 0.17%
34 First Heartland Consultants, Inc. 12,824 376,000 0.17%
35 M&T BANK CORP 13,669 401,000 0.18%
36 Psagot Value Holdings Ltd. 14,000 410,000 0.19%
37 Baker Avenue Asset Management, LP 16,912 496,000 0.23%
38 WAYNE HUMMER INVESTMENTS L.L.C. 17,012 499,000 0.23%
39 BAIRD FINANCIAL GROUP, INC. 17,052 500,000 0.23%
40 BKS ADVISORS, LLC 19,329 567,000 0.26%
41 Cambridge Investment Research Advisors, Inc. 21,803 639,000 0.29%
42 IFP ADVISORS, INC 24,138 708,000 0.32%
43 MSI Financial Services Inc 24,980 732,000 0.34%
44 ADVISOR GROUP, INC. 25,434 746,000 0.34%
45 AMERIPRISE FINANCIAL INC 39,488 1,158,000 0.53%
46 Private Advisor Group, LLC 40,498 1,179,000 0.54%
47 Koshinski Asset Management, Inc. 48,216 1,414,000 0.65%
48 Regal Investment Advisors LLC 58,920 1,728,000 0.79%
49 Commonwealth Equity Services, Inc 59,090 1,733,000 0.79%
50 STIFEL FINANCIAL CORP 62,223 1,823,000 0.84%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.