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FIRST TR EXCHANGE TRADED
FIRST TR EXCHANGE TRADED. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 70 Institutional holders with a total value of $240,520,958.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%
3 FLOW TRADERS U.S. LLC 57 2,000 0.00%
4 MARK SHEPTOFF FINANCIAL PLANNING, LLC 59 2,000 0.00%
5 Winslow, Evans & Crocker, Inc. 100 2,958 0.00%
6 DUBUQUE BANK & TRUST CO 157 5,000 0.00%
7 AlphaMark Advisors, LLC 220 7,000 0.00%
8 BANK OF MONTREAL /CAN/ 425 12,000 0.00%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 642 19,000 0.01%
10 North Star Investment Management Corp. 778 23,000 0.01%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 853 25,000 0.01%
12 SOWELL FINANCIAL SERVICES LLC 1,323 42,000 0.02%
13 D.A. DAVIDSON & CO. 1,555 45,000 0.02%
14 HOWE & RUSLING INC 1,545 46,000 0.02%
15 Hefren-Tillotson, Inc. 2,847 84,000 0.03%
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 6,420 190,000 0.08%
17 Creative Planning 6,570 194,000 0.08%
18 GENEOS WEALTH MANAGEMENT INC. 6,598 195,000 0.08%
19 BB&T SECURITIES, LLC 7,152 209,000 0.09%
20 Segment Wealth Management, LLC 7,098 210,000 0.09%
21 JANE STREET GROUP, LLC 7,898 234,000 0.10%
22 WFG Advisors, LP 8,137 241,000 0.10%
23 HL FINANCIAL SERVICES LLC 9,224 273,000 0.11%
24 NORTHWEST WEALTH MANAGEMENT, LLC 10,169 301,000 0.13%
25 LVM CAPITAL MANAGEMENT LTD/MI 11,000 325,000 0.14%
26 Psagot Value Holdings Ltd. 11,500 340,000 0.14%
27 TRUST DEPARTMENT MB FINANCIAL BANK N A 11,533 341,000 0.14%
28 NEXT Financial Group, Inc 11,620 344,000 0.14%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,629 344,000 0.14%
30 Stratos Wealth Partners, LTD. 11,873 351,000 0.15%
31 First Heartland Consultants, Inc. 12,244 362,000 0.15%
32 LEVEL FOUR ADVISORY SERVICES, LLC 12,572 372,000 0.15%
33 GUGGENHEIM CAPITAL LLC 13,373 396,000 0.16%
34 M&T BANK CORP 13,641 404,000 0.17%
35 CITIGROUP INC 13,926 412,000 0.17%
36 AHRENS INVESTMENT PARTNERS LLC 14,427 427,000 0.18%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 14,738 436,000 0.18%
38 RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC 14,615 441,000 0.18%
39 PNC FINANCIAL SERVICES GROUP, INC. 15,755 466,000 0.19%
40 Baker Avenue Asset Management, LP 16,823 498,000 0.21%
41 WAYNE HUMMER INVESTMENTS L.L.C. 17,116 506,000 0.21%
42 BKS ADVISORS, LLC 18,998 562,000 0.23%
43 BAIRD FINANCIAL GROUP, INC. 19,300 571,000 0.24%
44 ADVISOR GROUP, INC. 23,613 699,000 0.29%
45 IFP ADVISORS, INC 23,779 703,000 0.29%
46 Cetera Advisor Networks LLC 25,933 769,000 0.32%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,128 773,000 0.32%
48 Regal Investment Advisors LLC 27,170 804,000 0.33%
49 Cambridge Investment Research Advisors, Inc. 28,401 840,000 0.35%
50 MSI Financial Services Inc 35,305 1,044,000 0.43%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.