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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 72 Institutional holders with a total value of $579,769,916.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CITIGROUP INC 19,143 613,000 0.11%
52 ATWOOD & PALMER INC 19,126 612,000 0.11%
53 FOUNDERS FINANCIAL SECURITIES LLC 18,899 605,000 0.10%
54 Horizon Investments, LLC 18,790 602,000 0.10%
55 Cetera Advisors LLC 18,137 582,000 0.10%
56 Placemark Investments, Inc. 16,488 529,000 0.09%
57 Prospera Financial Services Inc 23,462 524,000 0.09%
58 Cetera Advisor Networks LLC 15,573 500,000 0.09%
59 NAVELLIER & ASSOCIATES INC 9,637 309,000 0.05%
60 First Heartland Consultants, Inc. 8,383 268,000 0.05%
61 Moors & Cabot, Inc. 7,295 234,000 0.04%
62 NATIONAL PLANNING CORP 7,066 231,000 0.04%
63 Regal Investment Advisors LLC 5,360 172,000 0.03%
64 WFG Advisors, LP 2,413 77,000 0.01%
65 Formidable Asset Management, LLC 1,409 44,000 0.01%
66 Winslow, Evans & Crocker, Inc. 1,150 36,821 0.01%
67 Hudock, Inc. 855 27,000 0.00%
68 B. Riley Wealth Management, Inc. 689 22,000 0.00%
69 Tortoise Investment Management, LLC 468 15,000 0.00%
70 COMMUNITY FINANCIAL SYSTEM, INC. 251 8,000 0.00%
71 HOWE & RUSLING INC 235 8,000 0.00%
72 Aft, Forsyth & Sober, LLC 191 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.