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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 116 Institutional holders with a total value of $1,580,260,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LBA Wealth Management, LLC 93 3,000 0.00%
3 SEI INVESTMENTS CO 75 3,000 0.00%
4 CUTLER GROUP LLC / CA 1,600 7,000 0.00% Call
5 Community Bank, N.A. 251 9,000 0.00%
6 First City Capital Management, Inc. 355 12,489 0.00%
7 Advisory Services Network, LLC 383 13,000 0.00%
8 Johnson Financial Group, Inc. 451 16,000 0.00%
9 Tortoise Investment Management, LLC 468 16,000 0.00%
10 Financial Architects, Inc 496 17,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 500 18,000 0.00%
12 SIGNATUREFD, LLC 606 21,000 0.00%
13 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 721 25,000 0.00%
14 US BANCORP \DE\ 792 28,000 0.00%
15 Creative Planning 1,059 37,000 0.00%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,080 38,000 0.00%
17 Formidable Asset Management, LLC 1,409 49,000 0.00%
18 BANK OF MONTREAL /CAN/ 1,400 49,000 0.00%
19 Parkside Financial Bank & Trust 1,715 60,000 0.00%
20 FIFTH THIRD BANCORP 1,717 60,000 0.00%
21 Sunbelt Securities, Inc. 1,757 61,825 0.00%
22 GENEOS WEALTH MANAGEMENT INC. 2,602 91,000 0.01%
23 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,600 127,000 0.01% PRN
24 Winslow, Evans & Crocker, Inc. 4,087 143,781 0.01%
25 BLUE CREEK INVESTMENT PARTNERS, LLC 5,963 210,000 0.01%
26 Sigma Planning Corp 6,137 216,000 0.01%
27 Concorde Asset Management, LLC 6,295 221,000 0.01%
28 Simplicity Solutions, LLC 7,048 248,000 0.02%
29 Cetera Advisors LLC 7,273 256,000 0.02%
30 WEDBUSH SECURITIES INC 7,925 279,000 0.02%
31 Virtu Financial LLC 8,379 295,000 0.02%
32 M&T BANK CORP 8,629 304,000 0.02%
33 Koshinski Asset Management, Inc. 9,941 350,000 0.02%
34 Freedom Investment Management, Inc. 10,616 373,000 0.02%
35 BROWN ADVISORY INC 10,805 380,000 0.02%
36 Virtu KCG Holdings LLC 11,183 393,000 0.02%
37 WFG Advisors, LP 12,070 425,000 0.03%
38 NATIONAL PLANNING CORP 13,052 447,000 0.03%
39 CITADEL ADVISORS LLC 13,351 470,000 0.03%
40 WealthTrust Fairport, LLC 13,700 482,000 0.03%
41 Kovack Advisors, Inc. 15,394 542,000 0.03%
42 Hudock, Inc. 15,720 553,000 0.03%
43 VOYA FINANCIAL ADVISORS, INC. 16,731 588,000 0.04%
44 Prospera Financial Services Inc 16,855 593,000 0.04%
45 ACG Wealth 17,352 610,000 0.04%
46 FOUNDERS FINANCIAL SECURITIES LLC 19,334 680,000 0.04%
47 Horizon Investments, LLC 19,463 685,000 0.04%
48 JANE STREET GROUP, LLC 19,823 697,000 0.04%
49 Atria Investments, Inc 20,332 715,000 0.05%
50 Argentus Capital Management, LLC 22,560 794,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.