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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 116 Institutional holders with a total value of $1,403,165,812.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 LBA Wealth Management, LLC 93 3,000 0.00%
3 CT Financial Advisors LLC 155 5,227 0.00%
4 CUTLER GROUP LLC / CA 200 6,000 0.00%
5 WOLVERINE TRADING LP /BD 2 6,672 0.00% Call
6 SEI INVESTMENTS CO 234 8,000 0.00%
7 Community Bank, N.A. 251 8,000 0.00%
8 Exchange Capital Management, Inc. 327 11,000 0.00%
9 SIGNATUREFD, LLC 400 13,000 0.00%
10 WOLVERINE TRADING LP /BD 4 13,344 0.00% Put
11 Johnson Financial Group, Inc. 451 15,000 0.00%
12 Tortoise Investment Management, LLC 468 16,000 0.00%
13 Advisory Services Network, LLC 519 18,000 0.00%
14 Financial Architects, Inc 609 21,000 0.00%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 640 22,000 0.00%
16 BANK OF MONTREAL /CAN/ 700 24,000 0.00%
17 US BANCORP \DE\ 733 25,000 0.00%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 764 26,000 0.00%
19 Creative Planning 759 26,000 0.00%
20 WAYNE HUMMER INVESTMENTS L.L.C. 15,811 33,000 0.00%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,162 39,000 0.00%
22 GENEOS WEALTH MANAGEMENT INC. 1,344 45,000 0.00%
23 Parkside Financial Bank & Trust 1,715 58,000 0.00%
24 Sunbelt Securities, Inc. 1,759 59,306 0.00%
25 WEALTHPLAN PARTNERS, LLC 4,392 61,827 0.00%
26 FIFTH THIRD BANCORP 2,539 86,000 0.01%
27 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,600 121,000 0.01%
28 Winslow, Evans & Crocker, Inc. 4,088 137,814 0.01%
29 Argentus Capital Management, LLC 5,738 193,000 0.01%
30 Cetera Advisors LLC 5,998 203,000 0.01%
31 Sigma Planning Corp 6,043 204,000 0.01%
32 Concorde Asset Management, LLC 7,567 255,000 0.02%
33 Stratos Wealth Partners, LTD. 8,258 278,000 0.02%
34 Simplicity Solutions, LLC 8,341 281,000 0.02%
35 M&T BANK CORP 8,358 282,000 0.02%
36 NATIONAL PLANNING CORP 8,871 311,000 0.02%
37 Concert Wealth Management Inc. 9,718 329,000 0.02%
38 Koshinski Asset Management, Inc. 10,002 337,000 0.02%
39 WEDBUSH SECURITIES INC 10,120 341,000 0.02%
40 Freedom Investment Management, Inc. 10,232 345,000 0.02%
41 BROWN ADVISORY INC 10,805 364,000 0.03%
42 WFG Advisors, LP 11,425 385,000 0.03%
43 BELLWETHER INVESTMENT GROUP, LLC 12,057 407,000 0.03%
44 WealthTrust Fairport, LLC 13,700 462,000 0.03%
45 BNP PARIBAS FINANCIAL MARKETS 13,954 470,529 0.03%
46 VOYA FINANCIAL ADVISORS, INC. 14,125 471,000 0.03%
47 First Allied Advisory Services, Inc. 14,907 501,000 0.04%
48 Kovack Advisors, Inc. 15,394 519,000 0.04%
49 ACG Wealth 17,152 578,000 0.04%
50 Prospera Financial Services Inc 17,235 581,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.