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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 96 Institutional holders with a total value of $362,757,643.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 ASSETMARK, INC 65 3,000 0.00%
3 CREATIVE FINANCIAL DESIGNS INC /ADV 121 5,000 0.00%
4 FIRST FINANCIAL CORP /IN/ 145 6,000 0.00%
5 GLEN EAGLE ADVISORS, LLC 240 10,087 0.00%
6 Baystate Wealth Management LLC 260 11,000 0.00%
7 WASHINGTON TRUST BANK 316 13,000 0.00%
8 AlphaMark Advisors, LLC 326 14,000 0.00%
9 IHT WEALTH MANAGEMENT, LLC 448 17,000 0.00%
10 Portfolio Solutions, LLC 452 19,000 0.01%
11 Advisors Preferred, LLC 518 22,000 0.01%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 554 23,000 0.01%
13 Financial Architects, Inc 573 24,000 0.01%
14 ROYAL FUND MANAGEMENT, LLC 597 25,000 0.01%
15 NEXT Financial Group, Inc 639 27,000 0.01%
16 WESTSIDE INVESTMENT MANAGEMENT, INC. 674 27,904 0.01%
17 GLOBAL RETIREMENT PARTNERS, LLC 867 36,000 0.01%
18 GENEOS WEALTH MANAGEMENT INC. 1,000 42,000 0.01%
19 Carroll Financial Associates, Inc. 1,000 42,000 0.01%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,364 57,000 0.02%
21 Advisory Services Network, LLC 1,542 65,000 0.02%
22 Madden Advisory Services, Inc. 1,743 73,000 0.02%
23 RPG FAMILY WEALTH ADVISORY, LLC 1,903 79,983 0.02%
24 WFG Advisors, LP 3,701 156,000 0.04%
25 PNC FINANCIAL SERVICES GROUP, INC. 3,765 158,000 0.04%
26 CITIGROUP INC 3,828 161,000 0.04%
27 KINGSVIEW WEALTH MANAGEMENT, LLC 5,059 213,000 0.06%
28 GOOD LIFE ADVISORS, LLC 5,277 219,000 0.06%
29 CAVALIER INVESTMENTS, LLC 5,436 228,000 0.06%
30 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 5,500 231,165 0.06%
31 OLD NATIONAL BANCORP /IN/ 6,190 260,000 0.07%
32 BANK OF MONTREAL /CAN/ 6,361 267,000 0.07%
33 First Allied Advisory Services, Inc. 6,458 268,000 0.07%
34 First Heartland Consultants, Inc. 6,506 273,000 0.08%
35 M&T BANK CORP 6,558 276,000 0.08%
36 CEDAR CAPITAL, LLC 7,022 295,000 0.08%
37 NATIONAL PLANNING CORP 7,130 297,000 0.08%
38 WEALTHSOURCE PARTNERS, LLC 7,951 334,000 0.09%
39 Moors & Cabot, Inc. 8,401 355,000 0.10%
40 IFC Holdings Incorporated/FL 8,600 360,000 0.10%
41 FDx Advisors, Inc. 9,396 395,000 0.11%
42 KRILOGY FINANCIAL LLC 11,005 417,000 0.11%
43 RISK PARADIGM GROUP, LLC 10,219 429,504 0.12%
44 BKS ADVISORS, LLC 10,478 440,000 0.12%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,303 517,000 0.14%
46 BB&T SECURITIES, LLC 13,405 563,000 0.16%
47 Cambridge Investment Research Advisors, Inc. 13,573 570,000 0.16%
48 Creative Planning 14,000 588,000 0.16%
49 US BANCORP \DE\ 14,246 599,000 0.17%
50 CITADEL ADVISORS LLC 15,228 640,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.