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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 59 Institutional holders with a total value of $475,123,877.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 F-Squared Investment Management, LLC 14,167,021 298,924,000 62.91%
2 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,816,134 38,320,000 8.07%
3 MORGAN STANLEY 1,554,303 32,796,000 6.90%
4 WELLS FARGO & COMPANY/MN 766,051 16,164,000 3.40%
5 UBS Group AG 589,943 12,448,000 2.62%
6 ENVESTNET ASSET MANAGEMENT INC 523,270 11,041,000 2.32%
7 BANK OF AMERICA CORP /DE/ 478,917 10,105,000 2.13%
8 SignalPoint Asset Management, LLC 401,106 8,463,000 1.78%
9 LPL Financial LLC 281,596 6,006,000 1.26%
10 RAYMOND JAMES & ASSOCIATES 240,450 5,073,000 1.07%
11 Baker Avenue Asset Management, LP 235,208 4,963,000 1.04%
12 GOLDMAN SACHS GROUP INC 207,065 4,369,000 0.92%
13 BB&T SECURITIES, LLC 16,627 3,508,000 0.74%
14 IMA Advisory Services, Inc. 109,500 2,310,000 0.49%
15 ROYAL BANK OF CANADA 107,362 2,265,000 0.48%
16 McKinley Carter Wealth Services, Inc. 106,639 2,250,000 0.47%
17 Regal Investment Advisors LLC 99,358 2,096,000 0.44%
18 STIFEL FINANCIAL CORP 92,107 1,943,000 0.41%
19 B. Riley Wealth Management, Inc. 52,139 1,100,000 0.23%
20 First Allied Advisory Services, Inc. 52,034 1,090,000 0.23%
21 Cambridge Investment Research Advisors, Inc. 41,948 885,000 0.19%
22 Freedom Investment Management, Inc. 36,909 779,000 0.16%
23 Atria Investments, Inc 33,542 708,000 0.15%
24 JANE STREET GROUP, LLC 33,430 705,000 0.15%
25 INVESTMENT CENTERS OF AMERICA INC 32,052 676,000 0.14%
26 Formidable Asset Management, LLC 25,055 566,000 0.12%
27 AMERIPRISE FINANCIAL INC 25,378 535,000 0.11%
28 Janney Montgomery Scott LLC 22,409 473,000 0.10%
29 Cetera Advisors LLC 21,449 456,000 0.10%
30 PNC FINANCIAL SERVICES GROUP, INC. 20,672 436,000 0.09%
31 FDx Advisors, Inc. 18,800 396,000 0.08%
32 AMERICAN INTERNATIONAL GROUP, INC. 18,581 392,059 0.08%
33 HL FINANCIAL SERVICES LLC 16,969 358,000 0.08%
34 MANAGED ACCOUNT ADVISORS LLC 15,559 328,000 0.07%
35 Commonwealth Equity Services, Inc 14,203 300,000 0.06%
36 Prospera Financial Services Inc 11,917 251,000 0.05%
37 Cetera Advisor Networks LLC 10,558 224,000 0.05%
38 D.A. DAVIDSON & CO. 10,260 216,000 0.05%
39 NEXT Financial Group, Inc 9,424 198,000 0.04%
40 Stanford Investment Group, Inc. 7,750 164,000 0.03%
41 MSI Financial Services Inc 7,217 152,000 0.03%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,119 151,000 0.03%
43 CITIGROUP INC 6,710 142,000 0.03%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 5,960 126,000 0.03%
45 Simplicity Solutions, LLC 2,970 62,667 0.01%
46 RISK PARADIGM GROUP, LLC 2,356 49,711 0.01%
47 Transamerica Financial Advisors, LLC 1,550 33,000 0.01%
48 Johnson Financial Group, Inc. 1,510 32,000 0.01%
49 WFG Advisors, LP 1,504 32,000 0.01%
50 INTEGRATED WEALTH MANAGEMENT 950 20,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.