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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 51 Institutional holders with a total value of $96,829,071.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,018,536 27,957,000 28.87%
2 BANK OF AMERICA CORP /DE/ 1,269,993 17,590,000 18.17%
3 LPL Financial LLC 652,311 9,054,000 9.35%
4 WELLS FARGO & COMPANY/MN 593,725 8,223,000 8.49%
5 UBS Group AG 451,886 6,259,000 6.46%
6 GOLDMAN SACHS GROUP INC 292,098 4,046,000 4.18%
7 SignalPoint Asset Management, LLC 251,909 3,489,000 3.60%
8 STIFEL FINANCIAL CORP 25,642 2,093,000 2.16%
9 RAYMOND JAMES & ASSOCIATES 147,604 2,044,000 2.11%
10 Crosspoint Capital Strategies, LLC 93,293 1,953,000 2.02%
11 CREDIT SUISSE AG/ 131,344 1,819,000 1.88%
12 CITADEL ADVISORS LLC 102,411 1,418,000 1.46%
13 ROYAL BANK OF CANADA 85,240 1,181,000 1.22%
14 Regal Investment Advisors LLC 78,974 1,093,000 1.13%
15 ENVESTNET ASSET MANAGEMENT INC 68,438 948,000 0.98%
16 HOCHMAN COLE INVESTMENT ADVISORS, INC. 61,266 849,000 0.88%
17 Virtu KCG Holdings LLC 45,178 626,000 0.65%
18 Tower Research Capital LLC (TRC) 43,443 602,000 0.62%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,208 599,000 0.62%
20 Cambridge Investment Research Advisors, Inc. 34,057 472,000 0.49%
21 Freedom Investment Management, Inc. 26,168 362,000 0.37%
22 BB&T SECURITIES, LLC 25,371 351,000 0.36%
23 MSI Financial Services Inc 23,136 320,000 0.33%
24 First Allied Advisory Services, Inc. 20,695 280,000 0.29%
25 Commonwealth Equity Services, Inc 19,656 272,000 0.28%
26 Formidable Asset Management, LLC 20,680 270,000 0.28%
27 Janney Montgomery Scott LLC 18,688 259,000 0.27%
28 B. Riley Wealth Management, Inc. 18,370 254,000 0.26%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,255 253,000 0.26%
30 INVESTMENT CENTERS OF AMERICA INC 17,582 247,000 0.26%
31 Raymond James Financial Services Advisors, Inc. 15,079 209,000 0.22%
32 AMERICAN INTERNATIONAL GROUP, INC. 14,894 206,000 0.21%
33 CETERA INVESTMENT ADVISERS 13,456 187,000 0.19%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 11,504 159,000 0.16%
35 IFP ADVISORS, INC 11,260 156,000 0.16%
36 Private Advisor Group, LLC 10,915 151,000 0.16%
37 D.A. DAVIDSON & CO. 9,330 129,000 0.13%
38 PNC FINANCIAL SERVICES GROUP, INC. 9,229 128,000 0.13%
39 CITIGROUP INC 5,056 70,000 0.07%
40 Transamerica Financial Advisors, LLC 4,950 69,000 0.07%
41 WFG Advisors, LP 3,421 47,000 0.05%
42 NEXT Financial Group, Inc 2,605 36,000 0.04%
43 GLENMEDE TRUST CO NA 1,830 25,000 0.03%
44 Johnson Financial Group, Inc. 1,126 16,000 0.02%
45 Sunbelt Securities, Inc. 1,121 15,531 0.02%
46 INTEGRATED WEALTH MANAGEMENT 1,050 15,000 0.02%
47 CUTLER GROUP LLC / CA 700 9,000 0.01%
48 Creative Planning 534 7,000 0.01%
49 Bartlett & Co. LLC 425 6,000 0.01%
50 Winslow, Evans & Crocker, Inc. 400 5,540 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.