Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 65 Institutional holders with a total value of $370,180,765.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 F-Squared Investment Management, LLC 9,049,291 180,624,000 48.79%
2 MORGAN STANLEY 1,650,630 32,947,000 8.90%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,428,414 28,511,000 7.70%
4 WELLS FARGO & COMPANY/MN 1,322,454 26,396,000 7.13%
5 UBS Group AG 651,791 13,010,000 3.51%
6 BANK OF AMERICA CORP /DE/ 474,547 9,472,000 2.56%
7 Main Management LLC 444,613 8,874,000 2.40%
8 SignalPoint Asset Management, LLC 401,106 8,463,000 2.29%
9 LPL Financial LLC 354,489 6,721,000 1.82%
10 STIFEL FINANCIAL CORP 285,116 5,691,000 1.54%
11 ENVESTNET ASSET MANAGEMENT INC 228,271 4,556,000 1.23%
12 RAYMOND JAMES & ASSOCIATES 228,067 4,552,000 1.23%
13 Baker Avenue Asset Management, LP 220,395 4,399,000 1.19%
14 CITADEL ADVISORS LLC 145,797 2,910,000 0.79%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 117,525 2,346,000 0.63%
16 Tower Research Capital LLC (TRC) 114,115 2,278,000 0.62%
17 McKinley Carter Wealth Services, Inc. 111,732 2,230,000 0.60%
18 IMA Advisory Services, Inc. 110,940 2,214,000 0.60%
19 GOLDMAN SACHS GROUP INC 110,663 2,209,000 0.60%
20 ROYAL BANK OF CANADA 102,036 2,036,000 0.55%
21 CREDIT SUISSE AG/ 98,610 1,968,000 0.53%
22 Regal Investment Advisors LLC 95,129 1,898,000 0.51%
23 B. Riley Wealth Management, Inc. 73,545 1,467,000 0.40%
24 INVESTMENT CENTERS OF AMERICA INC 50,167 998,000 0.27%
25 First Allied Advisory Services, Inc. 48,915 969,000 0.26%
26 Virtu KCG Holdings LLC 43,636 871,000 0.24%
27 Cambridge Investment Research Advisors, Inc. 42,868 856,000 0.23%
28 Freedom Investment Management, Inc. 41,427 827,000 0.22%
29 RISK PARADIGM GROUP, LLC 40,885 816,064 0.22%
30 MANAGED ACCOUNT ADVISORS LLC 40,299 804,000 0.22%
31 JANE STREET GROUP, LLC 38,479 768,000 0.21%
32 Atria Investments, Inc 35,507 709,000 0.19%
33 AMERIPRISE FINANCIAL INC 31,880 636,000 0.17%
34 Cetera Advisors LLC 26,851 534,000 0.14%
35 Simplicity Solutions, LLC 24,632 491,658 0.13%
36 Formidable Asset Management, LLC 24,605 491,000 0.13%
37 HRT FINANCIAL LP 21,641 431,000 0.12%
38 PNC FINANCIAL SERVICES GROUP, INC. 21,586 431,000 0.12%
39 Commonwealth Equity Services, Inc 18,492 369,000 0.10%
40 Janney Montgomery Scott LLC 17,262 344,546 0.09%
41 HL FINANCIAL SERVICES LLC 17,050 340,000 0.09%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,351 326,000 0.09%
43 AMERICAN INTERNATIONAL GROUP, INC. 15,650 312,373 0.08%
44 CITIGROUP INC 12,822 256,000 0.07%
45 Cetera Advisor Networks LLC 10,558 224,000 0.06%
46 Concorde Asset Management, LLC 11,043 220,000 0.06%
47 BENJAMIN F. EDWARDS & COMPANY, INC. 10,929 218,000 0.06%
48 Prospera Financial Services Inc 10,737 214,000 0.06%
49 D.A. DAVIDSON & CO. 10,260 204,000 0.06%
50 NEXT Financial Group, Inc 9,809 195,000 0.05%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.