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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 61 Institutional holders with a total value of $115,891,637.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,158,082 24,239,000 20.92%
2 WELLS FARGO & COMPANY/MN 669,737 14,018,000 12.10%
3 BANK OF AMERICA CORP /DE/ 627,876 13,141,000 11.34%
4 UBS Group AG 512,848 10,734,000 9.26%
5 Astor Investment Management LLC 408,437 8,549,000 7.38%
6 BB&T SECURITIES, LLC 31,806 6,657,000 5.74%
7 GOLDMAN SACHS GROUP INC 277,030 5,798,000 5.00%
8 SignalPoint Asset Management, LLC 190,509 3,987,000 3.44%
9 RAYMOND JAMES & ASSOCIATES 157,074 3,288,000 2.84%
10 LPL Financial LLC 144,331 3,021,000 2.61%
11 IMA Advisory Services, Inc. 109,020 2,282,000 1.97%
12 Regal Investment Advisors LLC 93,293 1,953,000 1.69%
13 McKinley Carter Wealth Services, Inc. 92,823 1,943,000 1.68%
14 NAVELLIER & ASSOCIATES INC 73,492 1,538,000 1.33%
15 STIFEL FINANCIAL CORP 57,357 1,200,000 1.04%
16 ROYAL BANK OF CANADA 56,286 1,178,000 1.02%
17 First Allied Advisory Services, Inc. 56,538 1,174,000 1.01%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,377 1,075,000 0.93%
19 Creative Planning 45,000 942,000 0.81%
20 Tower Research Capital LLC (TRC) 40,633 850,000 0.73%
21 CREDIT SUISSE AG/ 30,060 629,000 0.54%
22 ENVESTNET ASSET MANAGEMENT INC 28,927 605,000 0.52%
23 AVIANCE CAPITAL MANAGEMENT, LLC 28,602 599,000 0.52%
24 Placemark Investments, Inc. 24,661 518,000 0.45%
25 Cetera Advisors LLC 24,551 515,000 0.44%
26 AMERICAN INTERNATIONAL GROUP, INC. 23,359 488,904 0.42%
27 DEUTSCHE BANK AG\ 22,579 472,000 0.41%
28 Baker Avenue Asset Management, LP 22,492 471,000 0.41%
29 Janney Montgomery Scott LLC 21,874 457,819 0.40%
30 Cambridge Investment Research Advisors, Inc. 20,430 428,000 0.37%
31 AMERIPRISE FINANCIAL INC 19,527 409,000 0.35%
32 HL FINANCIAL SERVICES LLC 16,537 346,000 0.30%
33 Freedom Investment Management, Inc. 15,531 325,000 0.28%
34 JANE STREET GROUP, LLC 12,205 255,000 0.22%
35 Ruggie Capital Group 4,100 251,000 0.22%
36 Virtu KCG Holdings LLC 10,510 220,000 0.19%
37 Commonwealth Equity Services, Inc 10,250 215,000 0.19%
38 D.A. DAVIDSON & CO. 8,580 179,000 0.15%
39 NEXT Financial Group, Inc 6,160 129,000 0.11%
40 MSI Financial Services Inc 5,515 115,000 0.10%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,829 101,000 0.09%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 4,317 90,000 0.08%
43 B. Riley Wealth Management, Inc. 3,762 78,000 0.07%
44 NATIONAL PLANNING CORP 3,900 75,933 0.07%
45 Stratos Wealth Partners, LTD. 3,611 75,578 0.07%
46 Madden Advisory Services, Inc. 3,225 67,000 0.06%
47 Simplicity Solutions, LLC 3,146 65,845 0.06%
48 B. Riley Wealth Advisors, Inc. 2,140 45,000 0.04%
49 WFG Advisors, LP 1,026 21,000 0.02%
50 NEW ENGLAND SECURITIES CORP /MA/ 901 19,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.