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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 56 Institutional holders with a total value of $95,774,921.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,576,616 22,704,000 23.71%
2 WELLS FARGO & COMPANY/MN 752,588 10,838,000 11.32%
3 UBS Group AG 656,835 9,458,000 9.88%
4 BANK OF AMERICA CORP /DE/ 458,747 6,606,000 6.90%
5 Main Management LLC 442,206 6,368,000 6.65%
6 SignalPoint Asset Management, LLC 402,825 5,801,000 6.06%
7 LPL Financial LLC 310,264 4,958,000 5.18%
8 GOLDMAN SACHS GROUP INC 260,980 3,758,000 3.92%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 172,519 2,484,000 2.59%
10 RAYMOND JAMES & ASSOCIATES 152,699 2,199,000 2.30%
11 Creative Planning 150,531 2,168,000 2.26%
12 McKinley Carter Wealth Services, Inc. 120,530 1,736,000 1.81%
13 IMA Advisory Services, Inc. 112,070 1,561,000 1.63% SH
14 ENVESTNET ASSET MANAGEMENT INC 100,027 1,440,000 1.50%
15 Regal Investment Advisors LLC 90,532 1,303,000 1.36%
16 Virtu Financial LLC 84,828 1,222,000 1.28%
17 Tower Research Capital LLC (TRC) 81,929 1,180,000 1.23%
18 ROYAL BANK OF CANADA 68,810 991,000 1.03%
19 First Allied Advisory Services, Inc. 47,478 666,000 0.70%
20 INVESTMENT CENTERS OF AMERICA INC 43,628 628,000 0.66%
21 CREDIT SUISSE AG/ 42,083 606,000 0.63%
22 Cambridge Investment Research Advisors, Inc. 41,644 600,000 0.63%
23 B. Riley Wealth Management, Inc. 31,505 453,000 0.47%
24 Virtu KCG Holdings LLC 30,852 444,000 0.46%
25 Freedom Investment Management, Inc. 5,153 443,000 0.46%
26 Baker Avenue Asset Management, LP 29,566 426,000 0.44%
27 STIFEL FINANCIAL CORP 27,789 400,000 0.42%
28 BB&T SECURITIES, LLC 26,113 376,000 0.39%
29 AMERIPRISE FINANCIAL INC 25,155 362,000 0.38%
30 Formidable Asset Management, LLC 24,080 346,000 0.36%
31 Cetera Advisors LLC 21,206 301,000 0.31%
32 Commonwealth Equity Services, Inc 18,910 272,000 0.28%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,610 268,000 0.28%
34 PNC FINANCIAL SERVICES GROUP, INC. 18,558 267,000 0.28%
35 Janney Montgomery Scott LLC 17,693 255,000 0.27%
36 HL FINANCIAL SERVICES LLC 16,788 242,000 0.25%
37 AMERICAN INTERNATIONAL GROUP, INC. 16,438 236,000 0.25%
38 Simplicity Solutions, LLC 16,117 232,092 0.24%
39 Concorde Asset Management, LLC 14,205 205,000 0.21%
40 MSI Financial Services Inc 12,124 175,000 0.18%
41 TWO SIGMA SECURITIES, LLC 11,997 173,000 0.18%
42 CITIGROUP INC 10,306 149,000 0.16%
43 D.A. DAVIDSON & CO. 10,260 147,000 0.15%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 7,527 108,000 0.11%
45 Transamerica Financial Advisors, LLC 3,600 52,000 0.05%
46 NEXT Financial Group, Inc 3,605 51,000 0.05%
47 WFG Advisors, LP 2,663 38,000 0.04%
48 Johnson Financial Group, Inc. 1,510 22,000 0.02%
49 Sunbelt Securities, Inc. 1,116 16,069 0.02%
50 INTEGRATED WEALTH MANAGEMENT 1,050 15,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.