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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 111 Institutional holders with a total value of $1,305,326,262.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 36,170,678 597,178,000 45.75%
2 MORGAN STANLEY 11,215,547 185,168,000 14.19%
3 WELLS FARGO & COMPANY/MN 7,972,378 131,624,000 10.08%
4 BANK OF AMERICA CORP /DE/ 3,634,251 60,001,000 4.60%
5 UBS Group AG 3,261,160 53,842,000 4.12%
6 RAYMOND JAMES & ASSOCIATES 2,181,959 36,024,000 2.76%
7 Raymond James Financial Services Advisors, Inc. 1,501,166 24,784,000 1.90%
8 MSI Financial Services Inc 1,420,670 23,456,000 1.80%
9 NewSquare Capital LLC 941,589 15,546,000 1.19%
10 ROYAL BANK OF CANADA 739,105 12,203,000 0.93%
11 LPL Financial LLC 710,658 11,960,000 0.92%
12 AMERIPRISE FINANCIAL INC 642,340 10,593,000 0.81%
13 Janney Montgomery Scott LLC 620,895 10,251,000 0.79%
14 BAIRD FINANCIAL GROUP, INC. 528,795 8,730,000 0.67%
15 STIFEL FINANCIAL CORP 526,934 8,701,000 0.67%
16 HL FINANCIAL SERVICES LLC 490,035 8,090,000 0.62%
17 O'DELL GROUP, LLC 422,295 6,972,000 0.53%
18 Transamerica Financial Advisors, LLC 365,300 6,032,000 0.46%
19 CWM, LLC 358,681 5,922,000 0.45%
20 SUNTRUST BANKS INC 287,999 4,753,000 0.36%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 275,735 4,552,000 0.35%
22 SignalPoint Asset Management, LLC 251,740 4,156,000 0.32%
23 Beaumont Financial Partners, LLC 243,545 4,021,000 0.31%
24 NewEdge Advisors, LLC 237,387 3,994,000 0.31%
25 ENVESTNET ASSET MANAGEMENT INC 227,410 3,753,000 0.29%
26 CHOREO, LLC 208,566 3,443,000 0.26%
27 Shamrock Asset Management LLC 202,508 3,343,000 0.26%
28 ADVISOR GROUP, INC. 195,122 3,220,000 0.25%
29 HighTower Advisors, LLC 194,037 3,203,000 0.25%
30 BB&T SECURITIES, LLC 204,391 3,151,000 0.24%
31 MILLENNIUM MANAGEMENT LLC 189,700 3,132,000 0.24%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 142,585 2,308,000 0.18%
33 Astor Investment Management LLC 131,663 2,174,000 0.17%
34 D.A. DAVIDSON & CO. 105,044 1,734,000 0.13%
35 ATWOOD & PALMER INC 99,190 1,638,000 0.13%
36 GOLDMAN SACHS GROUP INC 97,504 1,610,000 0.12%
37 IFC Holdings Incorporated/FL 92,877 1,530,000 0.12%
38 JPMORGAN CHASE & CO 92,557 1,528,000 0.12%
39 STEPHENS INC /AR/ 76,787 1,268,000 0.10%
40 PNC FINANCIAL SERVICES GROUP, INC. 76,260 1,260,000 0.10%
41 SPC Financial, Inc. 73,786 1,218,000 0.09%
42 Private Advisor Group, LLC 72,026 1,213,000 0.09%
43 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 72,556 1,197,000 0.09%
44 UNITED CAPITAL FINANCIAL ADVISORS, LLC 69,460 1,147,000 0.09%
45 Regal Investment Advisors LLC 65,435 1,080,000 0.08%
46 Sigma Planning Corp 62,825 1,037,000 0.08%
47 HOCHMAN COLE INVESTMENT ADVISORS, INC. 58,990 974,000 0.07%
48 Virtu KCG Holdings LLC 57,844 955,000 0.07%
49 Commonwealth Equity Services, Inc 54,913 907,000 0.07%
50 LEVEL FOUR ADVISORY SERVICES, LLC 54,600 901,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.