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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 84 Institutional holders with a total value of $1,072,860,059.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 46,755,202 660,183,000 61.53%
2 MORGAN STANLEY 8,785,564 124,051,000 11.56%
3 WELLS FARGO & COMPANY/MN 6,161,089 86,994,000 8.11%
4 BANK OF AMERICA CORP /DE/ 3,023,550 42,692,000 3.98%
5 UBS Group AG 2,040,091 28,806,000 2.68%
6 RAYMOND JAMES & ASSOCIATES 1,462,985 20,657,000 1.93%
7 LPL Financial LLC 1,188,729 16,119,000 1.50%
8 ROYAL BANK OF CANADA 523,334 7,389,000 0.69%
9 STIFEL FINANCIAL CORP 497,968 7,028,000 0.66%
10 GOLDMAN SACHS GROUP INC 442,900 6,254,000 0.58%
11 Janney Montgomery Scott LLC 341,847 4,827,000 0.45%
12 BAIRD FINANCIAL GROUP, INC. 335,647 4,739,000 0.44%
13 Transamerica Financial Advisors, LLC 316,375 4,468,000 0.42%
14 Astor Investment Management LLC 289,495 4,088,000 0.38%
15 AMERIPRISE FINANCIAL INC 269,219 3,798,000 0.35%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 254,228 3,590,000 0.33%
17 NewSquare Capital LLC 223,309 3,153,000 0.29%
18 MSI Financial Services Inc 222,114 3,136,000 0.29%
19 SignalPoint Asset Management, LLC 206,153 2,911,000 0.27%
20 ENVESTNET ASSET MANAGEMENT INC 196,466 2,774,000 0.26%
21 AMERICAN INTERNATIONAL GROUP, INC. 178,494 2,520,000 0.23%
22 BB&T SECURITIES, LLC 155,205 2,191,000 0.20%
23 AVIANCE CAPITAL MANAGEMENT, LLC 134,855 1,904,000 0.18%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 108,755 1,536,000 0.14%
25 ATWOOD & PALMER INC 102,715 1,450,000 0.14%
26 CWM, LLC 96,075 1,357,000 0.13%
27 HL FINANCIAL SERVICES LLC 92,131 1,301,000 0.12%
28 D.A. DAVIDSON & CO. 89,907 1,269,000 0.12%
29 PNC FINANCIAL SERVICES GROUP, INC. 87,303 1,234,000 0.12%
30 IFC Holdings Incorporated/FL 84,782 1,173,000 0.11%
31 Private Advisor Group, LLC 80,266 1,133,000 0.11%
32 SPC Financial, Inc. 76,020 1,073,000 0.10%
33 VSR Financial Services, Inc. 73,646 1,040,000 0.10%
34 Regal Investment Advisors LLC 73,002 1,031,000 0.10%
35 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 61,880 873,000 0.08%
36 HOCHMAN COLE INVESTMENT ADVISORS, INC. 61,289 865,000 0.08%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,187 836,000 0.08%
38 CITIGROUP INC 58,747 830,000 0.08%
39 Commonwealth Equity Services, Inc 56,179 793,000 0.07%
40 STEPHENS INC /AR/ 55,964 790,000 0.07%
41 JPMORGAN CHASE & CO 52,711 744,000 0.07%
42 SNOWDEN CAPITAL ADVISORS LLC 44,727 631,545 0.06%
43 Horizon Investments, LLC 43,138 609,000 0.06%
44 FOUNDERS FINANCIAL SECURITIES LLC 42,810 604,000 0.06%
45 SUNTRUST BANKS INC 41,372 583,000 0.05%
46 Hudock, Inc. 37,529 529,000 0.05%
47 VOYA FINANCIAL ADVISORS, INC. 36,173 505,000 0.05%
48 Cambridge Investment Research Advisors, Inc. 32,866 464,000 0.04%
49 NewEdge Advisors, LLC 31,878 452,000 0.04%
50 WealthTrust Fairport, LLC 30,900 436,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.