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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 15 Institutional holders with a total value of $18,094,451.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 168,305 4,756,000 26.28%
2 WELLS FARGO & COMPANY/MN 151,766 4,288,000 23.70%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,849 2,285,000 12.63%
4 GOLDMAN SACHS GROUP INC 68,967 1,949,000 10.77%
5 UBS AG 51,417 1,453,000 8.03%
6 LPL Financial LLC 31,444 889,000 4.91%
7 TOWER TRUST Co 24,245 685,000 3.79%
8 ROYAL BANK OF CANADA 20,024 566,000 3.13%
9 BANK OF AMERICA CORP /DE/ 19,576 553,000 3.06%
10 Private Advisor Group, LLC 12,650 357,000 1.97%
11 Cambridge Investment Research Advisors, Inc. 7,139 202,000 1.12%
12 WFG Advisors, LP 2,500 71,000 0.39%
13 AMERIPRISE FINANCIAL INC 960 27,000 0.15%
14 AMERICAN INTERNATIONAL GROUP, INC. 251 7,093 0.04%
15 Winslow, Evans & Crocker, Inc. 225 6,358 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.