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FIRST TR EXCNGE TRD ALPHADEX
FIRST TR EXCNGE TRD ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $78,227,490.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 530,389 15,297,000 19.55%
2 MORGAN STANLEY 473,011 13,642,000 17.44%
3 Transamerica Financial Advisors, LLC 441,149 12,723,000 16.26%
4 LPL Financial LLC 379,154 10,760,000 13.75%
5 STIFEL FINANCIAL CORP 252,761 7,290,000 9.32%
6 BB&T SECURITIES, LLC 129,822 3,744,000 4.79%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,598 1,950,000 2.49%
8 VSR Financial Services, Inc. 62,466 1,802,000 2.30%
9 BANK OF AMERICA CORP /DE/ 55,341 1,596,000 2.04%
10 UBS Group AG 52,104 1,503,000 1.92%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 50,925 1,469,000 1.88%
12 RAYMOND JAMES & ASSOCIATES 45,775 1,320,000 1.69%
13 ROYAL BANK OF CANADA 32,271 931,000 1.19%
14 Cambridge Investment Research Advisors, Inc. 19,792 571,000 0.73%
15 FIRST TRUST ADVISORS LP 18,837 543,000 0.69%
16 GOLDMAN SACHS GROUP INC 12,517 361,000 0.46%
17 IFC Holdings Incorporated/FL 12,395 360,000 0.46%
18 Commonwealth Equity Services, Inc 12,362 357,000 0.46%
19 CONFLUENCE INVESTMENT MANAGEMENT LLC 12,383 357,000 0.46%
20 Jaffetilchin Investment Partners, LLC 10,058 290,000 0.37%
21 OLD NATIONAL BANCORP /IN/ 9,495 274,000 0.35%
22 Chicago Partners Investment Group LLC 8,904 257,000 0.33%
23 Janney Montgomery Scott LLC 8,160 235,000 0.30%
24 IFP ADVISORS, INC 8,074 233,000 0.30%
25 WFG Advisors, LP 4,432 128,000 0.16%
26 CITIGROUP INC 2,340 67,000 0.09%
27 MSI Financial Services Inc 1,647 47,000 0.06%
28 PNC FINANCIAL SERVICES GROUP, INC. 1,514 44,000 0.06%
29 D.A. DAVIDSON & CO. 1,333 38,000 0.05%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,100 32,000 0.04%
31 Winslow, Evans & Crocker, Inc. 226 6,490 0.01%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.