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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 20 Institutional holders with a total value of $34,830,614.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 486,055 14,285,000 41.01%
2 WELLS FARGO & COMPANY/MN 319,598 9,393,000 26.97%
3 UBS Group AG 121,764 3,579,000 10.28%
4 LPL Financial LLC 75,048 2,206,000 6.33%
5 BANK OF AMERICA CORP /DE/ 49,426 1,453,000 4.17%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 26,352 774,000 2.22%
7 OLD NATIONAL BANCORP /IN/ 24,245 713,000 2.05%
8 ROYAL BANK OF CANADA 20,575 605,000 1.74%
9 Transamerica Financial Advisors, LLC 14,445 425,000 1.22%
10 M&T BANK CORP 11,829 348,000 1.00%
11 Cambridge Investment Research Advisors, Inc. 8,745 257,000 0.74%
12 Commonwealth Equity Services, Inc 8,177 240,000 0.69%
13 VSR Financial Services, Inc. 7,425 218,000 0.63%
14 DEUTSCHE BANK AG\ 6,200 182,000 0.52%
15 Creative Planning 2,400 71,000 0.20%
16 WFG Advisors, LP 2,052 60,000 0.17%
17 D.A. DAVIDSON & CO. 421 12,000 0.03%
18 Winslow, Evans & Crocker, Inc. 226 6,614 0.02%
19 ENVESTNET ASSET MANAGEMENT INC 102 3,000 0.01%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.