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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 35 Institutional holders with a total value of $46,760,496.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 317,875 9,177,000 19.63%
2 WELLS FARGO & COMPANY/MN 289,135 8,348,000 17.85%
3 LPL Financial LLC 197,592 5,651,000 12.08%
4 STIFEL FINANCIAL CORP 135,705 3,918,000 8.38%
5 UBS Group AG 100,499 2,901,000 6.20%
6 Transamerica Financial Advisors, LLC 93,063 2,687,000 5.75%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,988 1,937,000 4.14%
8 Raymond James Financial Services Advisors, Inc. 65,016 1,877,000 4.01%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 53,927 1,557,000 3.33%
10 CORNERSTONE WEALTH MANAGEMENT, LLC 29,401 1,473,000 3.15%
11 BANK OF AMERICA CORP /DE/ 47,819 1,381,000 2.95%
12 ROYAL BANK OF CANADA 33,262 961,000 2.06%
13 RAYMOND JAMES & ASSOCIATES 26,438 763,000 1.63%
14 JANE STREET GROUP, LLC 20,708 598,000 1.28%
15 GOLDMAN SACHS GROUP INC 12,517 361,000 0.77%
16 CONFLUENCE INVESTMENT MANAGEMENT LLC 12,343 356,000 0.76%
17 Commonwealth Equity Services, Inc 11,994 346,000 0.74%
18 Cambridge Investment Research Advisors, Inc. 10,309 298,000 0.64%
19 OLD NATIONAL BANCORP /IN/ 9,495 274,000 0.59%
20 IFP ADVISORS, INC 9,043 261,000 0.56%
21 Janney Montgomery Scott LLC 9,010 260,000 0.56%
22 FIRST TRUST ADVISORS LP 7,945 229,000 0.49%
23 MSI Financial Services Inc 7,795 225,000 0.48%
24 IFC Holdings Incorporated/FL 7,623 223,000 0.48%
25 CITADEL ADVISORS LLC 7,530 218,000 0.47%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,585 161,000 0.34%
27 WFG Advisors, LP 4,732 137,000 0.29%
28 CITIGROUP INC 2,082 60,000 0.13%
29 PNC FINANCIAL SERVICES GROUP, INC. 1,534 44,000 0.09%
30 D.A. DAVIDSON & CO. 1,523 43,000 0.09%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 545 16,000 0.03%
32 GENEOS WEALTH MANAGEMENT INC. 479 13,000 0.03%
33 Winslow, Evans & Crocker, Inc. 225 6,496 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%
35 AMERICAN INTERNATIONAL GROUP, INC. 14 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.