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FIRST TR EXCNGE TRD ALPHADEX
FIRST TR EXCNGE TRD ALPHADEX. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 27 Institutional holders with a total value of $69,956,883.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 522,511 16,068,000 22.97%
2 WELLS FARGO & COMPANY/MN 435,559 13,394,000 19.15%
3 Transamerica Financial Advisors, LLC 290,113 8,921,000 12.75%
4 STIFEL FINANCIAL CORP 236,477 7,272,000 10.39%
5 LPL Financial LLC 191,822 5,881,000 8.41%
6 BB&T SECURITIES, LLC 128,886 3,963,000 5.66%
7 UBS Group AG 96,116 2,956,000 4.23%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,372 2,132,000 3.05%
9 VSR Financial Services, Inc. 66,426 2,043,000 2.92%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 52,258 1,607,000 2.30%
11 JANE STREET GROUP, LLC 41,926 1,289,000 1.84%
12 BANK OF AMERICA CORP /DE/ 36,590 1,125,000 1.61%
13 ROYAL BANK OF CANADA 25,881 796,000 1.14%
14 GOLDMAN SACHS GROUP INC 23,542 724,000 1.03%
15 Cambridge Investment Research Advisors, Inc. 18,703 575,000 0.82%
16 OLD NATIONAL BANCORP /IN/ 18,399 566,000 0.81%
17 Commonwealth Equity Services, Inc 10,072 310,000 0.44%
18 WFG Advisors, LP 3,705 114,000 0.16%
19 CITIGROUP INC 2,012 62,000 0.09%
20 Simplicity Solutions, LLC 1,000 30,750 0.04%
21 AMERICAN INTERNATIONAL GROUP, INC. 950 29,213 0.04%
22 PNC FINANCIAL SERVICES GROUP, INC. 938 29,000 0.04%
23 D.A. DAVIDSON & CO. 867 26,000 0.04%
24 MANAGED ACCOUNT ADVISORS LLC 704 22,000 0.03%
25 MSI Financial Services Inc 475 15,000 0.02%
26 Winslow, Evans & Crocker, Inc. 226 6,920 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.