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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $55,177,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 521,919 16,250,000 29.45%
2 WELLS FARGO & COMPANY/MN 456,262 14,206,000 25.75%
3 STIFEL FINANCIAL CORP 236,274 7,356,000 13.33%
4 LPL Financial LLC 143,797 4,452,000 8.07%
5 Transamerica Financial Advisors, LLC 128,342 3,996,000 7.24%
6 UBS Group AG 99,825 3,108,000 5.63%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 38,831 1,209,000 2.19%
8 GOLDMAN SACHS GROUP INC 30,394 946,000 1.71%
9 BANK OF AMERICA CORP /DE/ 29,889 931,000 1.69%
10 OLD NATIONAL BANCORP /IN/ 24,245 755,000 1.37%
11 ROYAL BANK OF CANADA 21,525 670,000 1.21%
12 Commonwealth Equity Services, Inc 9,671 301,000 0.55%
13 Cambridge Investment Research Advisors, Inc. 8,991 280,000 0.51%
14 M&T BANK CORP 7,812 243,000 0.44%
15 Jaffetilchin Investment Partners, LLC 7,000 218,000 0.40%
16 WFG Advisors, LP 2,555 80,000 0.14%
17 Creative Planning 2,400 75,000 0.14%
18 PNC FINANCIAL SERVICES GROUP, INC. 938 29,000 0.05%
19 AMERICAN INTERNATIONAL GROUP, INC. 800 24,908 0.05%
20 MANAGED ACCOUNT ADVISORS LLC 704 22,000 0.04%
21 D.A. DAVIDSON & CO. 497 15,000 0.03%
22 Winslow, Evans & Crocker, Inc. 226 7,006 0.01%
23 CITIGROUP INC 125 4,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.