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FIRST TR EXCHANGE TRADED ALP
FIRST TR EXCHANGE TRADED ALP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $52,453,976.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 CITIGROUP INC 170 5,000 0.01%
3 GENEOS WEALTH MANAGEMENT INC. 172 5,000 0.01%
4 Winslow, Evans & Crocker, Inc. 226 6,976 0.01%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 791 25,000 0.05%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,075 33,000 0.06%
7 ADVISOR GROUP, INC. 1,178 37,000 0.07%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,910 58,000 0.11%
9 D.A. DAVIDSON & CO. 2,196 68,000 0.13%
10 WFG Advisors, LP 5,484 170,000 0.32%
11 IFP ADVISORS, INC 6,944 215,000 0.41%
12 Janney Montgomery Scott LLC 8,275 257,000 0.49%
13 Cambridge Investment Research Advisors, Inc. 9,123 283,000 0.54%
14 OLD NATIONAL BANCORP /IN/ 9,495 294,000 0.56%
15 CORNERSTONE WEALTH MANAGEMENT, LLC 10,120 308,000 0.59%
16 CREDIT SUISSE AG/ 11,049 343,000 0.65%
17 MSI Financial Services Inc 11,130 345,000 0.66%
18 GOLDMAN SACHS GROUP INC 11,692 362,000 0.69%
19 Commonwealth Equity Services, Inc 14,743 457,000 0.87%
20 HighTower Advisors, LLC 19,569 609,000 1.16%
21 ROYAL BANK OF CANADA 20,199 626,000 1.19%
22 FIRST TRUST ADVISORS LP 31,892 989,000 1.89%
23 UBS Group AG 32,210 999,000 1.90%
24 Raymond James Financial Services Advisors, Inc. 32,251 1,000,000 1.91%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,490 1,345,000 2.56%
26 RAYMOND JAMES & ASSOCIATES 44,840 1,390,000 2.65%
27 BANK OF AMERICA CORP /DE/ 45,549 1,412,000 2.69%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 47,476 1,472,000 2.81%
29 BSC PRIVATE WEALTH MANAGEMENT, LLC 76,754 2,339,000 4.46%
30 LPL Financial LLC 117,658 3,585,000 6.83%
31 Transamerica Financial Advisors, LLC 140,226 4,347,000 8.29%
32 STIFEL FINANCIAL CORP 140,450 4,355,000 8.30%
33 MORGAN STANLEY 317,009 9,827,000 18.73%
34 WELLS FARGO & COMPANY/MN 480,233 14,887,000 28.38%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.