| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,386,148 | 38,178,000 | 22.51% | ||
| 2 | WELLS FARGO & COMPANY/MN | 833,335 | 13,334,000 | 7.86% | ||
| 3 | THIRD AVENUE MANAGEMENT LLC | 798,023 | 12,768,000 | 7.53% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 726,902 | 11,630,000 | 6.86% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 648,161 | 10,371,000 | 6.12% | ||
| 6 | Saba Capital Management, L.P. | 476,666 | 7,627,000 | 4.50% | ||
| 7 | EATON VANCE MANAGEMENT | 419,399 | 6,819,000 | 4.02% | ||
| 8 | UBS Group AG | 422,953 | 6,768,000 | 3.99% | ||
| 9 | Pine River Capital Management L.P. | 384,994 | 6,159,000 | 3.63% | ||
| 10 | Invesco Ltd. | 345,475 | 5,528,000 | 3.26% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 296,898 | 4,746,000 | 2.80% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 241,026 | 3,856,000 | 2.27% | ||
| 13 | Advisors Asset Management, Inc. | 207,775 | 3,324,000 | 1.96% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 200,577 | 3,209,000 | 1.89% | ||
| 15 | Atria Investments, Inc | 184,602 | 2,954,000 | 1.74% | ||
| 16 | Carlson Capital, L.P. | 166,666 | 2,667,000 | 1.57% | ||
| 17 | AQR CAPITAL MANAGEMENT LLC | 161,679 | 2,587,000 | 1.53% | ||
| 18 | SG Americas Securities, LLC | 146,933 | 2,351,000 | 1.39% | ||
| 19 | ROYAL BANK OF CANADA | 138,251 | 2,213,000 | 1.31% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 136,694 | 2,187,000 | 1.29% | ||
| 21 | LPL Financial LLC | 124,243 | 1,988,000 | 1.17% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 98,552 | 1,577,000 | 0.93% | ||
| 23 | Shaker Financial Services, LLC | 98,247 | 1,572,000 | 0.93% | ||
| 24 | THRIVENT FINANCIAL FOR LUTHERANS | 97,209 | 1,555,000 | 0.92% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 91,853 | 1,469,000 | 0.87% | ||
| 26 | TFS CAPITAL LLC | 51,114 | 818,000 | 0.48% | ||
| 27 | FRANKLIN RESOURCES INC | 50,594 | 810,000 | 0.48% | ||
| 28 | DOLIVER ADVISORS, LP | 48,329 | 773,000 | 0.46% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 47,620 | 762,000 | 0.45% | ||
| 30 | CORNERSTONE ADVISORS INC | 46,839 | 749,000 | 0.44% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 46,565 | 745,000 | 0.44% | ||
| 32 | HL FINANCIAL SERVICES LLC | 45,283 | 725,000 | 0.43% | ||
| 33 | WEDBUSH SECURITIES INC | 40,010 | 640,000 | 0.38% | ||
| 34 | Janney Montgomery Scott LLC | 28,792 | 460,666 | 0.27% | ||
| 35 | OPPENHEIMER & CO INC | 28,558 | 457,000 | 0.27% | ||
| 36 | WFG Advisors, LP | 26,877 | 430,000 | 0.25% | ||
| 37 | Virtu KCG Holdings LLC | 25,651 | 410,000 | 0.24% | ||
| 38 | STIFEL FINANCIAL CORP | 21,904 | 350,000 | 0.21% | ||
| 39 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 20,573 | 329,000 | 0.19% | ||
| 40 | Kamunting Street Capital Management, L.P. | 20,525 | 328,000 | 0.19% | ||
| 41 | Capital Investment Advisors, LLC | 18,475 | 296,000 | 0.17% | ||
| 42 | DEUTSCHE BANK AG\ | 17,713 | 283,000 | 0.17% | ||
| 43 | DRW Securities, LLC | 17,123 | 274,000 | 0.16% | ||
| 44 | Global Endowment Management, LP | 16,000 | 256,000 | 0.15% | ||
| 45 | BOOTHBAY FUND MANAGEMENT, LLC | 15,960 | 255,000 | 0.15% | ||
| 46 | OTA Financial Group L.P. | 14,839 | 237,000 | 0.14% | ||
| 47 | GOLDMAN SACHS GROUP INC | 14,239 | 228,000 | 0.13% | ||
| 48 | VSR Financial Services, Inc. | 13,650 | 218,000 | 0.13% | ||
| 49 | Dorsey & Whitney Trust CO LLC | 13,500 | 216,000 | 0.13% | ||
| 50 | BLACKROCK ADVISORS LLC | 10,817 | 173,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
