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FIRST TR HIGH INCOME L/S FD
FIRST TR HIGH INCOME L/S FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 60 Institutional holders with a total value of $178,031,019.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 332 5,000 0.00%
2 Sunbelt Securities, Inc. 800 12,512 0.01%
3 Tower Research Capital LLC (TRC) 919 14,000 0.01%
4 Carroll Financial Associates, Inc. 1,100 17,000 0.01%
5 FIFTH THIRD BANCORP 1,350 21,000 0.01%
6 US BANCORP \DE\ 2,000 31,000 0.02%
7 NEXT Financial Group, Inc 2,000 31,000 0.02%
8 Regal Investment Advisors LLC 2,511 39,000 0.02%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,199 65,000 0.04%
10 DEUTSCHE BANK AG\ 4,600 71,000 0.04%
11 Evercore Wealth Management, LLC 5,000 78,000 0.04%
12 AMERICAN INTERNATIONAL GROUP, INC. 7,906 123,650 0.07%
13 RAYMOND JAMES TRUST N.A. 11,235 176,000 0.10%
14 NorthRock Partners, LLC 13,109 205,000 0.12%
15 Dorsey & Whitney Trust CO LLC 13,500 211,000 0.12%
16 Capital Investment Advisors, LLC 14,950 234,000 0.13%
17 OTA Financial Group L.P. 14,839 237,000 0.13%
18 Round Table Services, LLC 16,700 261,000 0.15%
19 DRW Securities, LLC 17,123 268,000 0.15%
20 Raymond James Financial Services Advisors, Inc. 18,401 288,000 0.16%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 20,562 322,000 0.18%
22 Virtu KCG Holdings LLC 22,038 345,000 0.19%
23 PANAGORA ASSET MANAGEMENT INC 23,537 368,000 0.21%
24 STIFEL FINANCIAL CORP 25,663 401,000 0.23%
25 OPPENHEIMER & CO INC 28,421 445,000 0.25%
26 Janney Montgomery Scott LLC 33,111 517,857 0.29%
27 WOLVERINE ASSET MANAGEMENT LLC 34,331 536,000 0.30%
28 WEDBUSH SECURITIES INC 38,876 608,000 0.34%
29 EnTrustPermal Management LLC 39,400 617,000 0.35%
30 HL FINANCIAL SERVICES LLC 46,724 731,000 0.41%
31 DOLIVER ADVISORS, LP 47,206 738,000 0.41%
32 USCA RIA LLC 47,450 742,000 0.42%
33 Cambridge Investment Research Advisors, Inc. 47,973 750,000 0.42%
34 FRANKLIN RESOURCES INC 50,594 791,000 0.44%
35 GUGGENHEIM CAPITAL LLC 59,950 937,000 0.53%
36 BLACKROCK ADVISORS LLC 61,309 959,000 0.54%
37 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 63,251 989,000 0.56%
38 Yorktown Management & Research Co Inc 74,900 1,172,000 0.66%
39 CITIGROUP INC 76,366 1,194,000 0.67%
40 THRIVENT FINANCIAL FOR LUTHERANS 109,209 1,708,000 0.96%
41 Thomas J. Herzfeld Advisors, Inc. 117,614 1,815,000 1.02%
42 LPL Financial LLC 118,352 1,842,000 1.03%
43 Atria Investments, Inc 124,795 1,952,000 1.10%
44 Advisors Asset Management, Inc. 146,228 2,287,000 1.28%
45 ROYAL BANK OF CANADA 163,723 2,561,000 1.44%
46 RAYMOND JAMES & ASSOCIATES 190,110 2,973,000 1.67%
47 AQR ARBITRAGE LLC 196,571 3,074,000 1.73%
48 Carlson Capital, L.P. 224,666 3,514,000 1.97%
49 BESSEMER GROUP INC 235,000 3,675,000 2.06%
50 Saba Capital Management, L.P. 347,978 5,442,000 3.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.