| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 4,476,541 | 77,176,000 | 32.76% | ||
| 2 | MORGAN STANLEY | 3,623,934 | 62,476,000 | 26.52% | ||
| 3 | UBS Group AG | 1,013,595 | 17,474,000 | 7.42% | ||
| 4 | Camelot Portfolios, LLC | 699,713 | 12,063,000 | 5.12% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 526,246 | 9,072,000 | 3.85% | ||
| 6 | WELLS FARGO & COMPANY/MN | 497,221 | 8,572,000 | 3.64% | ||
| 7 | Invesco Ltd. | 336,262 | 5,797,000 | 2.46% | ||
| 8 | EATON VANCE MANAGEMENT | 302,855 | 5,221,000 | 2.22% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 224,964 | 3,878,000 | 1.65% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 210,591 | 3,631,000 | 1.54% | ||
| 11 | BESSEMER GROUP INC | 194,221 | 3,348,000 | 1.42% | ||
| 12 | Vident Investment Advisory, LLC | 186,782 | 3,220,000 | 1.37% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 171,784 | 2,962,000 | 1.26% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 131,622 | 2,269,000 | 0.96% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 127,574 | 2,199,000 | 0.93% | ||
| 16 | ROYAL BANK OF CANADA | 121,827 | 2,101,000 | 0.89% | ||
| 17 | BANK OF MONTREAL /CAN/ | 80,000 | 1,379,000 | 0.59% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 67,503 | 1,164,000 | 0.49% | ||
| 19 | CITIGROUP INC | 58,700 | 1,012,000 | 0.43% | ||
| 20 | LPL Financial LLC | 55,622 | 959,000 | 0.41% | ||
| 21 | HL FINANCIAL SERVICES LLC | 54,970 | 948,000 | 0.40% | ||
| 22 | OPPENHEIMER & CO INC | 45,161 | 779,000 | 0.33% | ||
| 23 | Janney Montgomery Scott LLC | 44,961 | 775,000 | 0.33% | ||
| 24 | Advisors Asset Management, Inc. | 41,930 | 723,000 | 0.31% | ||
| 25 | AMERIPRISE FINANCIAL INC | 37,105 | 640,000 | 0.27% | ||
| 26 | STIFEL FINANCIAL CORP | 35,508 | 611,000 | 0.26% | ||
| 27 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 31,400 | 541,000 | 0.23% | ||
| 28 | FRANKLIN RESOURCES INC | 29,393 | 507,000 | 0.22% | ||
| 29 | AMERICAN ASSET MANAGEMENT INC. | 25,529 | 440,000 | 0.19% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 21,272 | 367,000 | 0.16% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 20,501 | 353,000 | 0.15% | ||
| 32 | Sigma Planning Corp | 18,443 | 318,000 | 0.13% | ||
| 33 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 17,275 | 298,000 | 0.13% | ||
| 34 | Cetera Advisor Networks LLC | 16,700 | 288,000 | 0.12% | ||
| 35 | ACG Wealth | 2,108 | 249,000 | 0.11% | ||
| 36 | Dorsey & Whitney Trust CO LLC | 13,500 | 233,000 | 0.10% | ||
| 37 | RAYMOND JAMES TRUST N.A. | 12,899 | 222,000 | 0.09% | ||
| 38 | RELATIVE VALUE PARTNERS GROUP, LLC | 11,811 | 204,000 | 0.09% | ||
| 39 | DOLIVER ADVISORS, LP | 10,872 | 187,000 | 0.08% | ||
| 40 | ADVISOR GROUP, INC. | 9,798 | 169,000 | 0.07% | ||
| 41 | ENVESTNET ASSET MANAGEMENT INC | 8,973 | 156,000 | 0.07% | ||
| 42 | IHT WEALTH MANAGEMENT, LLC | 469 | 140,000 | 0.06% | ||
| 43 | GLOBAL RETIREMENT PARTNERS, LLC | 6,352 | 110,000 | 0.05% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,483 | 95,000 | 0.04% | ||
| 45 | THOMPSON SIEGEL & WALMSLEY LLC | 4,050 | 70,000 | 0.03% | ||
| 46 | IFP ADVISORS, INC | 3,350 | 58,000 | 0.02% | ||
| 47 | US BANCORP \DE\ | 2,000 | 34,000 | 0.01% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 1,332 | 23,000 | 0.01% | ||
| 49 | VALLEY NATIONAL ADVISERS INC | 1,333 | 23,000 | 0.01% | ||
| 50 | FIFTH THIRD BANCORP | 522 | 9,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
