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FIRST TR HIGH INCOME L/S FD
FIRST TR HIGH INCOME L/S FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 55 Institutional holders with a total value of $235,564,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MUFG Americas Holdings Corp 17 0 0.00%
2 Tower Research Capital LLC (TRC) 0 0 0.00%
3 Creative Planning 239 4,000 0.00%
4 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 487 8,000 0.00%
5 PENSERRA CAPITAL MANAGEMENT LLC 552 9,000 0.00%
6 FIFTH THIRD BANCORP 522 9,000 0.00%
7 VALLEY NATIONAL ADVISERS INC 1,333 23,000 0.01%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,332 23,000 0.01%
9 US BANCORP \DE\ 2,000 34,000 0.01%
10 IFP ADVISORS, INC 3,350 58,000 0.02%
11 THOMPSON SIEGEL & WALMSLEY LLC 4,050 70,000 0.03%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,483 95,000 0.04%
13 GLOBAL RETIREMENT PARTNERS, LLC 6,352 110,000 0.05%
14 IHT WEALTH MANAGEMENT, LLC 469 140,000 0.06%
15 ENVESTNET ASSET MANAGEMENT INC 8,973 156,000 0.07%
16 ADVISOR GROUP, INC. 9,798 169,000 0.07%
17 DOLIVER ADVISORS, LP 10,872 187,000 0.08%
18 RELATIVE VALUE PARTNERS GROUP, LLC 11,811 204,000 0.09%
19 RAYMOND JAMES TRUST N.A. 12,899 222,000 0.09%
20 Dorsey & Whitney Trust CO LLC 13,500 233,000 0.10%
21 ACG Wealth 2,108 249,000 0.11%
22 Cetera Advisor Networks LLC 16,700 288,000 0.12%
23 PARAMETRIC PORTFOLIO ASSOCIATES LLC 17,275 298,000 0.13%
24 Sigma Planning Corp 18,443 318,000 0.13%
25 Thomas J. Herzfeld Advisors, Inc. 20,501 353,000 0.15%
26 Cambridge Investment Research Advisors, Inc. 21,272 367,000 0.16%
27 AMERICAN ASSET MANAGEMENT INC. 25,529 440,000 0.19%
28 FRANKLIN RESOURCES INC 29,393 507,000 0.22%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 31,400 541,000 0.23%
30 STIFEL FINANCIAL CORP 35,508 611,000 0.26%
31 AMERIPRISE FINANCIAL INC 37,105 640,000 0.27%
32 Advisors Asset Management, Inc. 41,930 723,000 0.31%
33 Janney Montgomery Scott LLC 44,961 775,000 0.33%
34 OPPENHEIMER & CO INC 45,161 779,000 0.33%
35 HL FINANCIAL SERVICES LLC 54,970 948,000 0.40%
36 LPL Financial LLC 55,622 959,000 0.41%
37 CITIGROUP INC 58,700 1,012,000 0.43%
38 Raymond James Financial Services Advisors, Inc. 67,503 1,164,000 0.49%
39 BANK OF MONTREAL /CAN/ 80,000 1,379,000 0.59%
40 ROYAL BANK OF CANADA 121,827 2,101,000 0.89%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 127,574 2,199,000 0.93%
42 GUGGENHEIM CAPITAL LLC 131,622 2,269,000 0.96%
43 RIVERNORTH CAPITAL MANAGEMENT, LLC 171,784 2,962,000 1.26%
44 Vident Investment Advisory, LLC 186,782 3,220,000 1.37%
45 BESSEMER GROUP INC 194,221 3,348,000 1.42%
46 BANK OF AMERICA CORP /DE/ 210,591 3,631,000 1.54%
47 RAYMOND JAMES & ASSOCIATES 224,964 3,878,000 1.65%
48 EATON VANCE MANAGEMENT 302,855 5,221,000 2.22%
49 Invesco Ltd. 336,262 5,797,000 2.46%
50 WELLS FARGO & COMPANY/MN 497,221 8,572,000 3.64%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.